Robert V. Coulter
Professional summary
Robert Vincent Coulter is a registered financial professional currently at TRB CAPITAL MARKETS, LLC located in Dallas, Texas.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 13 firms and has passed the Series 66, Series 63, Series 79TO, Series 52TO, Series 99TO, SIE, Series 50, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Vincent Coulter's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2024 - Present
TRB CAPITAL MARKETS, LLC
Office #1: Plaza Of The Americas, South Tower 600 North Pearl Street, Suite 2100, Dallas, TX 75201February 16, 2022 - August 16, 2024
PROSPERA FINANCIAL SERVICES, INC.
February 16, 2022 - August 16, 2024
PROSPERA FINANCIAL SERVICES, INC.
April 6, 2020 - February 16, 2022
SANDERS MORRIS LLC
February 11, 2020 - February 16, 2022
CAIN, WATTERS & ASSOCIATES, LLC
November 14, 2019 - February 6, 2020
CHARLES SCHWAB & CO., INC.
November 14, 2019 - February 6, 2020
CHARLES SCHWAB & CO., INC.
January 4, 2016 - November 14, 2018
HILLTOP SECURITIES INC.
May 18, 2009 - November 15, 2018
HILLTOP SECURITIES ASSET MANAGEMENT, LLC
May 18, 2009 - January 22, 2016
FIRST SOUTHWEST COMPANY, LLC
September 6, 2007 - May 18, 2009
HODGES CAPITAL MANAGEMENT INC
September 6, 2007 - May 18, 2009
FIRST DALLAS SECURITIES INCORPORATED
September 6, 2007 - May 18, 2009
FIRST DALLAS SECURITIES INCORPORATED
May 22, 2007 - August 23, 2007
USAA FINANCIAL ADVISORS, INC.
June 12, 2006 - August 23, 2007
USAA INVESTMENT SERVICES COMPANY
June 12, 2006 - August 23, 2007
USAA INVESTMENT SERVICES COMPANY
May 3, 2006 - May 22, 2006
HILLTOP SECURITIES ASSET MANAGEMENT, LLC
February 10, 2006 - May 19, 2006
FIRST SOUTHWEST COMPANY, LLC
September 16, 2002 - October 22, 2003
CHARLES SCHWAB & CO., INC.
September 15, 2000 - August 16, 2002
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2025)
(9/25/2025)
(4/28/2025)
(9/25/2025)
(4/2/2025)
(10/1/2025)
(9/29/2025)
(4/2/2025)
(5/20/2025)
(10/21/2025)
(10/10/2025)
(10/15/2025)
(9/25/2025)
(9/30/2025)
(9/30/2025)
(10/7/2025)
(10/1/2025)
(4/25/2025)
(10/10/2024)
(10/21/2025)
(9/26/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TRB CAPITAL MARKETS, LLC
CRD#: 322618 / SEC#: , 8-70999
Contact information
FINRA licenses (21 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS REGIONAL BANK | OWNER | |
| COULTER, ROBERT VINCENT | CHIEF COMPLIANCE OFFICER/MUNICIPAL SECURITIES PRINCIPAL | 4211707 |
| HEBERT, MICHAEL JAMES | COMPLIANCE OFFICER/VP/SROP | 1229298 |
| HINOJOSA, NOE JR | PRESIDENT - MUNICIPAL BANKING | 1782212 |
| JOHNSON, KRISTY KAY | FINOP | 4470948 |
| TIPPIT, JOHN LEE IV | CEO/PRESIDENT OF CAPITAL MARKETS | 5809446 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRB CAPITAL MARKETS, LLC
CRD#: 322618Dallas, TX 75201TRUST BUT VERIFY
Monitor Robert Coulter
Get automatic monthly alerts on:
