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FIRM PROFILE
Overview
STOCK SECURITIES LLC is located at 201 Tresser Boulevard Suite 345, Stamford, CT 06901-3435 and was first established at Boston, Delaware in 07/31/2013. After operating for 12 years, STOCK SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of STOCK SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. STOCK SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at STOCK SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access STOCK SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at STOCK SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for STOCK SECURITIES LLC Comes From
Understanding the Statistics for STOCK SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
201 Tresser Boulevard Suite 345, Stamford, CT 06901-3435
886 Patterson Avenue, New York, NY 10306
Small
(203) 595-4546
Delaware since 07/31/2013
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at STOCK SECURITIES LLC
Leonard Barenboim
Keith Stock
Richard Alexander Vinchesi JR
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