LB
Leonard Barenboim
IAFF-FC ADVISORS LLC
Staten Island, NY
Some features on this profile are disabled
CRD#: 1523181
LB
Professional summary
Leonard Barenboim, who also goes by Leonid Barenboim, is a registered financial advisor currently at IAFF-FC ADVISORS LLC located in Staten Island, New York and WALTON RE SECURITIES, LLC located in Scottsdale, Arizona.
Leonard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Leonard has worked at 27 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, Series 82TO, SIE, Series 79, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Leonid Barenboim
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ELBI Systems; an outsourcing consultancy firm that contracts for Leonard Barenboim as outsourced PT CCO with small BD's, RIA's and investment management companies. Single member LLC, since 01/2013, business is not investment related. located in Staten Island, NY. I devote 1-2 hours a month to this business. 2. MP63 Fund Inc., Investment related, Located in Rye, NY. Started 5/2/2017. Firm is an open-ended investment company, OTC listed. PT CCO; approx. 5 hrs/month on this activity. 3. Somerset Securities Inc., Investment related, located in Portland, Oregon. Outsourced PT Second securities principal. My position started on May 14, 2017; approx. 5 hrs/month in this position. 4. AMA Securities LLC, Investment related, Stamford, CT; outsourced PT CCO, started April 15, 2019, approx. 20 hrs/ month on this job. Broker Dealer with specialization in fairness opinions and marine transportation sector, mergers and acquisitions. 5. Walton RE Securities LLC, Investment related, Scottsdale AZ; outsourced PT CCO, started 07-08-2020. Investment-related; approx. 20 hrs/month. 6. IF Securities LLC, Investment related, registered BD; Hollywood Florida; outsourced PT CCO, 10 hours per month on this new BD, position started March 2020. 7. MC Square Capital, Investment related, registered BD; Greenwich, CT, outsourced PT CCO started on 09/2019. I spend approx. 10 hours a month on this business. 8. IAFF-FC Investments LLC, Investment related, 1750 New York Ave NW, Suite 300, Washington DC 20006, broker dealer; outsourced PT CCO; September 2022, 5 hours/month allocated to this business. 9. IAFF-FC Advisors, LLC, investment related, Washington D.C., a registered investment advisor, state-registered; outsourced PT CCO, started in March 2023; 10 hours/month allocated to this business. 10. Rubin Brown Corporate Finance, LLC, investment related, broker dealer; St. Louis, Missouri; outsourced PT CCO; started May 2022; approx. 15 hours/month allocated to this business. 11. Shinhan Securities America, Inc.; investment related - registered BD; New York, NY; outsourced PTCCO; September 2022; approx. 10 hrs/month. 12. Stock Securities LLC, investment related; Stamford CT; broker dealer; outsourced CCO; December 2021; approx. 30 hrs/month allocated to this business. 13. Jamieson Corporate Finance, outsourced PT CCO; October 1, 2023; investment-related; broker dealer; 5 hours/month allocated to this business. 14. Malen LLC - non-investment related; New York, NY; Foodstuffs Importer; limited partner; October 30, 2023; approx. 1 hr./month dedicated to this business.
CRS (Client Relationship Summary) - RIA
Click below to view Leonard Barenboim's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2023 - Present
IAFF-FC ADVISORS LLC
RIA
CRD#: 322040
Staten Island, NY
Current
March 17, 2016 - Present
WALTON RE SECURITIES, LLC
Office #1: 8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258BD
CRD#: 172024
Scottsdale, AZ
Current
May 23, 2017 - Present
SOMERSET SECURITIES, INC.
BD
CRD#: 2493
Staten Island, NY
Current
April 25, 2019 - Present
AMA SECURITIES LLC
Office #1: 484 Pacific Street 3rd Floor, Stamford, CT 06902BD
CRD#: 45988
Stamford, CT
Current
September 17, 2019 - Present
MC SQUARE CAPITAL, LLC
Office #1: 71 Arch Street, Greenwich, CT 06830BD
CRD#: 169545
Greenwich, CT
Current
May 4, 2021 - Present
IF SECURITIES LLC
Office #1: 899 W. Cypress Creek 7th Floor, Fort Lauderdale, FL 33309BD
CRD#: 306092
FORT LAUDERDALE, FL
Current
December 20, 2021 - Present
STOCK SECURITIES LLC
Office #1: 201 Tresser Boulevard Suite 345, Stamford, CT 06901-3435BD
CRD#: 32244
Stamford, CT
Current
September 22, 2022 - Present
SHINHAN SECURITIES AMERICA, INC.
Office #1: 750 7th Avenue Suite 2602, New York, NY 10019BD
CRD#: 31977
New York, NY
Current
September 29, 2022 - Present
IAFF-FC INVESTMENTS LLC
BD
CRD#: 318120
Staten Island, NY
Current
April 4, 2023 - Present
RUBINBROWN CORPORATE FINANCE, LLC
Office #1: 7676 Forsyth Boulevard, Suite 2100, St. Louis, MO 63105BD
CRD#: 322460
St. Louis, MO
Current
October 17, 2023 - Present
JAMIESON CORPORATE FINANCE US LLC
Office #1: 410 Park Ave Suite 1510, New York, NY 10022BD
CRD#: 170172
New York, NY
Past
March 30, 2022 - July 12, 2024
STOCKSHIELD, LLC
BD
CRD#: 147109
PASADENA, CA
Past
September 18, 2021 - February 5, 2024
TGP SECURITIES, INC.
BD
CRD#: 159008
SUMMIT, NJ
Past
September 14, 2021 - October 21, 2023
THE MONEYPAPER ADVISOR, INC.
RIA
CRD#: 156971
HARRISON, NY
Past
January 4, 2021 - November 18, 2022
GATSBY SECURITIES
BD
CRD#: 300596
WHITE PLAINS, NY
Past
November 7, 2019 - December 31, 2024
DALMORE GROUP LLC
BD
CRD#: 136352
New York, NY
Past
June 1, 2019 - September 25, 2020
PRE-IPO STREET INC.
BD
CRD#: 173426
SMITHTOWN, NY
Past
December 12, 2017 - March 29, 2021
HAMERSLEY PARTNERS LLC
BD
CRD#: 131134
Boston, MA
Past
December 14, 2016 - June 6, 2017
SWISS ALLIED WEALTH MANAGEMENT, LLC
RIA
CRD#: 174094
NEW YORK, NY
Past
July 1, 2015 - November 13, 2015
SWISS ALLIED WEALTH MANAGEMENT, LLC
RIA
CRD#: 174094
NEW YORK, NY
Past
September 23, 2014 - December 31, 2014
ARISTON WEALTH MANAGEMENT, L.P.
RIA
CRD#: 158220
NEW YORK, NY
Past
August 20, 2013 - September 22, 2014
TIGRESS FINANCIAL PARTNERS, LLC
BD
CRD#: 154717
NEW YORK, NY
Past
January 22, 2013 - June 8, 2021
TEMPER OF THE TIMES INVESTOR SERVICES, INC.
BD
CRD#: 39753
HARRISON, NY
Past
April 19, 2011 - December 10, 2012
PHD CAPITAL
BD
CRD#: 38785
NEW YORK, NY
Past
January 28, 2009 - June 5, 2009
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
STATEN ISLAND, NY
Past
January 7, 2009 - June 5, 2009
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
STATEN ISLAND, NY
Past
February 7, 2008 - March 3, 2008
ADVANCED EQUITIES, INC.
BD
CRD#: 35545
NEW YORK, NY
Past
June 26, 2000 - September 13, 2000
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
August 8, 1988 - July 1, 1994
S.G. WARBURG & CO. INC.
BD
CRD#: 1483
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/29/2023)
IAR
Arizona(9/8/2023)
RR
Arkansas(10/10/2023)
IAR
California(7/31/2023)
RR
California(8/16/2023)
IAR
Connecticut(6/30/2023)
IAR
Delaware(8/10/2023)
RR
District of Columbia(2/16/2023)
IAR
District of Columbia(5/9/2023)
RR
Florida(9/20/2023)
RR
Georgia(8/16/2023)
IAR
Hawaii(9/28/2023)
IAR
Illinois(11/2/2023)
IAR
Indiana(6/23/2023)
RR
Indiana(11/9/2023)
IAR
Iowa(7/10/2023)
IAR
Kansas(7/28/2023)
IAR
Kentucky(10/27/2023)
RR
Louisiana(7/10/2023)
IAR
Louisiana(7/11/2023)
IAR
Maine(5/20/2024)
IAR
Maryland(12/4/2023)
RR
Massachusetts(8/29/2023)
IAR
Massachusetts(10/13/2023)
IAR
Michigan(6/30/2023)
IAR
Minnesota(12/26/2023)
IAR
Missouri(12/1/2023)
RR
Montana(3/13/2023)
IAR
Nevada(7/10/2023)
IAR
New Hampshire(8/14/2023)
RR
New Jersey(12/20/2021)
IAR
New Jersey(12/20/2023)
RR
New Mexico(8/16/2023)
RR
New York(5/23/2017)
IAR
New York(5/19/2023)
RR
North Carolina(2/16/2023)
RR
North Dakota(3/23/2023)
IAR
Oklahoma(5/8/2024)
RR
Oregon(2/15/2023)
IAR
Pennsylvania(7/27/2023)
RR
South Dakota(8/15/2023)
RR
Texas(8/15/2023)
RR
Utah(6/29/2023)
IAR
Utah(12/4/2023)
RR
Vermont(3/27/2023)
IAR
Vermont(4/3/2024)
IAR
Virginia(6/23/2023)
IAR
Washington(1/2/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IA
IAFF-FC ADVISORS LLC
IAFF-FC ADVISORS LLC
CRD#: 322040 / SEC#: 801-126428
RIA
Registered Investment Advisory firm - (1/31/2023 Terminated)Alabama
Registered Investment Advisory firm - (7/8/2024 Approved)Arizona
Registered Investment Advisory firm - (9/8/2023 Approved)California
Registered Investment Advisory firm - (7/31/2023 Approved)Connecticut
Registered Investment Advisory firm - (6/30/2023 Approved)Delaware
Registered Investment Advisory firm - (8/8/2023 Approved)District of Columbia
Registered Investment Advisory firm - (5/9/2023 Approved)Florida
Registered Investment Advisory firm - (10/18/2023 Approved)Georgia
Registered Investment Advisory firm - (8/3/2023 Approved)Hawaii
Registered Investment Advisory firm - (9/21/2023 Approved)Idaho
Registered Investment Advisory firm - (7/11/2023 Approved)Illinois
Registered Investment Advisory firm - (11/2/2023 Approved)Indiana
Registered Investment Advisory firm - (6/23/2023 Approved)Iowa
Registered Investment Advisory firm - (6/15/2023 Approved)Kansas
Registered Investment Advisory firm - (7/28/2023 Approved)Kentucky
Registered Investment Advisory firm - (10/27/2023 Approved)Louisiana
Registered Investment Advisory firm - (7/11/2023 Approved)Maine
Registered Investment Advisory firm - (5/20/2024 Approved)Maryland
Registered Investment Advisory firm - (12/4/2023 Approved)Massachusetts
Registered Investment Advisory firm - (10/13/2023 Approved)Michigan
Registered Investment Advisory firm - (6/28/2023 Approved)Minnesota
Registered Investment Advisory firm - (12/21/2023 Approved)Mississippi
Registered Investment Advisory firm - (8/11/2023 Approved)Missouri
Registered Investment Advisory firm - (12/1/2023 Approved)Montana
Registered Investment Advisory firm - (7/20/2023 Approved)Nebraska
Registered Investment Advisory firm - (7/13/2023 Approved)Nevada
Registered Investment Advisory firm - (6/15/2023 Approved)New Hampshire
Registered Investment Advisory firm - (8/3/2023 Approved)New Jersey
Registered Investment Advisory firm - (12/20/2023 Approved)New York
Registered Investment Advisory firm - (5/19/2023 Approved)North Carolina
Registered Investment Advisory firm - (7/3/2023 Approved)North Dakota
Registered Investment Advisory firm - (8/9/2023 Approved)Oklahoma
Registered Investment Advisory firm - (5/8/2024 Approved)Pennsylvania
Registered Investment Advisory firm - (7/26/2023 Approved)Rhode Island
Registered Investment Advisory firm - (7/26/2023 Approved)South Carolina
Registered Investment Advisory firm - (11/18/2023 Approved)Texas
Registered Investment Advisory firm - (9/21/2023 Approved)Utah
Registered Investment Advisory firm - (12/4/2023 Approved)Vermont
Registered Investment Advisory firm - (4/3/2024 Approved)Virginia
Registered Investment Advisory firm - (6/22/2023 Approved)Washington
Registered Investment Advisory firm - (1/2/2025 Approved)West Virginia
Registered Investment Advisory firm - (7/19/2023 Approved)Wisconsin
Registered Investment Advisory firm - (7/24/2023 Approved)Wyoming
Registered Investment Advisory firm - (8/15/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1750 New York Avenue Nw #300, Washington, DC 20006
Mailing Address
Phone number
(703) 414-9785
Established
Firm type
Fiscal year end
# of Employees
2
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
