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CRD#: 31977
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SHINHAN SECURITIES AMERICA, INC. is located at 750 7th Avenue Suite 2602, New York, NY 10019 and was first established at New York, New York in 02/01/1993. After operating for 33 years, SHINHAN SECURITIES AMERICA, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SHINHAN SECURITIES AMERICA, INC.’s clients are individuals and 0% of their clients are high net worth individuals. SHINHAN SECURITIES AMERICA, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SHINHAN SECURITIES AMERICA, INC. are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SHINHAN SECURITIES AMERICA, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SHINHAN SECURITIES AMERICA, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SHINHAN SECURITIES AMERICA, INC. Comes From

Understanding the Statistics for SHINHAN SECURITIES AMERICA, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
3

FIRM INFORMATION

Main Address
750 7th Avenue Suite 2602, New York, NY 10019
Mailing Address
750 7th Avenue Suite 2602, New York, NY 10019
Firm Size
Small
Phone Number
(212) 397-4000
Established
New York since 02/01/1993
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SHINHAN SECURITIES CO., LTD.SHAREHOLDER
BARENBOIM, LEONARDCCO1523181
GEORGE, KENNETH RONALDFINOP2643369
KIM, CHANBUMINTERIM PRESIDENT, DIRECTOR7743171
LEE, JAE SANGDIRECTOR8131978

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Advisor's working at SHINHAN SECURITIES AMERICA, INC.

LB

Leonard Barenboim

Leonid Barenboim
IAR
RR
CRD#: 1523181
Location:
Staten Island, NY
Company:
IAFF-FC ADVISORS LLC
Disclosures:
Experience:
37 years
View Profile
CK

Chanbum Kim

Albert Chanbum Kim
RR
CRD#: 7743171
Location:
New York, NY 10019
Company:
SHINHAN SECURITIES AMERICA, INC.
Disclosures:
Experience:
3 years
View Profile
YK

Young Man Ko

RR
CRD#: 8072521
Location:
New York, NY 10019
Company:
SHINHAN SECURITIES AMERICA, INC.
Disclosures:
Experience:
1 year
View Profile
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