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FIRM PROFILE
Overview
WESTCAP MARKETS, LLC is located at 25 Church Road, Rye Beach, NH 03871 and was first established at Boston, Delaware in 10/20/2021. After operating for 4 years, WESTCAP MARKETS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of WESTCAP MARKETS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. WESTCAP MARKETS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at WESTCAP MARKETS, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access WESTCAP MARKETS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at WESTCAP MARKETS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for WESTCAP MARKETS, LLC Comes From
Understanding the Statistics for WESTCAP MARKETS, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
25 Church Road, Rye Beach, NH 03871
25 Church Road, Rye Beach, NH 03871
Small
(917) 834-1136
Delaware since 10/20/2021
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| WESTCAP MANAGEMENT, LLC | PARENT COMPANY | 301822 | |
| BACH, KRISTINA | FINOP, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 4281682 | |
| COMBS, MARINA | CHIEF COMPLIANCE OFFICER | 4536154 | |
| DODWELL, JAMES LARKIN III | CHIEF OPERATING OFFICER | 2962275 | |
| MULLEN, JOHN JEFFREY | CHIEF EXECUTIVE OFFICER | 4168772 |
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Advisor's working at WESTCAP MARKETS, LLC
John Jeffrey Mullen
Kristina Nmn Bach
Marina S Combs
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