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MC

Marina S. Combs

WESTCAP MARKETS
RYE BEACH, NH 03871
Some features on this profile are disabled
CRD#: 4536154
MC
Marina S CombsWESTCAP MARKETS

Professional summary

Marina S Combs, who also goes by Marina Shekhtman Combs, Marina Combs, Marina Shekhtman, is a registered financial professional currently at WESTCAP MARKETS, LLC located in Rye Beach, New Hampshire and PARK PLACE CAPITAL SECURITIES CORP. located in Homewood, Alabama.

Marina is registered as a RR (Registered Representative) and started their career in finance in 2002. Marina has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO, SIE, Series 7 and Series 24 exams.

Aliases

Marina Shekhtman Combs | Marina Combs | Marina Shekhtman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marina S Combs's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 18, 2025 - Present

WESTCAP MARKETS, LLC

Office #1: 25 Church Road, Rye Beach, NH 03871
BD
CRD#: 318970
RYE BEACH, NH
Current

July 29, 2025 - Present

PARK PLACE CAPITAL SECURITIES CORP.

Office #1: 2728 19th Place South Suite 140, Homewood, AL 35209
BD
CRD#: 326891
HOMEWOOD, AL
Current

June 5, 2026 - Present

UBS ASSET MANAGEMENT (US) INC.

Office #1: 1285 Avenue Of The Americas, New York, NY 10019
BD
CRD#: 583
NEW YORK, NY
Current

July 8, 2026 - Present

UBS FUND SERVICES (USA) LLC

Office #1: 10 State House Square 12th Floor, Hartford, CT 06103
BD
CRD#: 41848
HARTFORD, CT
Past

November 21, 2024 - July 25, 2025

QUINT CAPITAL CORPORATION

BD
CRD#: 26586
NEW YORK, NY
Past

December 10, 2009 - May 31, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
FORT LAUDERDALE, FL
Past

December 7, 2009 - May 31, 2013

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
FORT LAUDERDALE, FL
Past

June 14, 2007 - December 17, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
TAMARAC, FL
Past

May 29, 2007 - December 17, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
TAMARAC, FL
Past

June 4, 2002 - May 29, 2007

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
TAMARAC, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/29/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/19/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 7/18/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/21/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/29/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/3/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/21/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

UF
UBS FUND SERVICES (USA) LLC
ALLEGIS CAPITAL LLC | UBS FUND SERVICES (USA) LLC | UBS ASSET MANAGEMENT, REAL ESTATE - US

CRD#: 41848 / SEC#: , 8-49596

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
10 State House Square 12th Floor, Hartford, CT, 06103-3604
Mailing Address
10 State House Square 12th Floor, Hartford, CT, 06103-3604
Phone number
(860) 616-9000
Established
Delaware since 06/30/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
UBS REALTY INVESTORS LLCMEMBER
HORAN, KATHLEEN ELIZABETHFINOP/CFO5188874
KAPILOFF, STEVEN MARKGENERAL COUNSEL/SECRETARY6363927
O'SHEA, THOMAS JAMESPRESIDENT/CEO4803329
PILE, NICHOLAS SIMONCHIEF COMPLIANCE OFFICER2727759

Red Flags

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Company Information

UBS FUND SERVICES (USA) LLC

CRD#: 41848Rye Beach, NH 03871

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