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CRD#: 318437
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for ARENS SECURITIES Comes From

Understanding the Statistics for ARENS SECURITIES and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
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HNWI
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MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
224 Franklin Avenue , Suite B-2, Hewlett, NY 11557
Mailing Address
224 Franklin Avenue , Suite B-2 1, Hewlett, NY 11557
Firm Size
Small
Phone Number
(646) 929-3459
Established
Delaware since 02/04/2022
Firm Type
Limited Liability Company
Fiscal year end
May
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
QF GLOBAL (UK) HOLDINGS LTDMEMBER
ALES, DAVID CHRISTOPHERCEO4348747
DOYLE, PETER EDWARDCHIEF COMPLIANCE OFFICER1498762
ROMERO, MONIQUE VICTORIAFINOP6712654

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Advisor's working at ARENS SECURITIES

DA

David Christopher Ales

David Ales
RR
CRD#: 4348747
Location:
Hewlett, NY 11557
Company:
ARENS SECURITIES
Disclosures:
Experience:
24 years
View Profile
PD

Peter Edward Doyle

Peter E Doyle
RR
CRD#: 1498762
Location:
Hewlett, NY 11557
Company:
ARENS SECURITIES
Disclosures:
Experience:
22 years
View Profile
MR

Monique Victoria Romero

Monique Romero
RR
CRD#: 6712654
Location:
New York, NY 10022
Company:
MUNDIAL FINANCIAL GROUP, LLC
Disclosures:
Experience:
9 years
View Profile
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