Peter E. Doyle

ARENS SECURITIES

HEWLETT, NY 11557

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CRD#: 1498762

Professional summary

Peter Edward Doyle, who also goes by Peter E Doyle, is a registered financial professional currently at ARENS SECURITIES located in Hewlett, New York.

Peter is registered as a RR (Registered Representative) and started their career in finance in 2003. Peter has worked at 10 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 14, Series 30, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Peter E Doyle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Edward Doyle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2025 - Present

ARENS SECURITIES

Office #1: 224 Franklin Avenue , Suite B-2, Hewlett, NY 11557

CRD#: 318437

HEWLETT, NY

Past

May 28, 2024 - September 20, 2024

MAGEN FINANCIAL LLC

CRD#: 305174

NEW YORK, NY

Past

May 30, 2017 - February 22, 2024

OTCEX, LLC

CRD#: 165046

NEW YORK, NY

Past

September 12, 2016 - May 23, 2017

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

NEW YORK, NY

Past

November 19, 2009 - September 13, 2016

G&L PARTNERS, INC.

CRD#: 129605

SEA CLIFF, NY

Past

November 14, 2008 - January 26, 2010

BENJAMIN & JEROLD BROKERAGE I, LLC

CRD#: 29110

NEW YORK, NY

Past

January 23, 2008 - November 23, 2009

CHAPDELAINE BROKERAGE LLC

CRD#: 125429

NEW YORK, NY

Past

January 28, 2005 - January 21, 2010

MF GLOBAL INC.

CRD#: 6731

NEW YORK, NY

Past

January 11, 2005 - January 25, 2006

R. F. LAFFERTY & CO., INC.

CRD#: 2498

NEW YORK, NY

Past

September 10, 2003 - January 23, 2008

PRO-EX LLC

CRD#: 32259

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/12/2025)

Alaska
(10/28/2025)

Arizona
(10/30/2025)

California
(11/5/2025)

Colorado
(10/24/2025)

Connecticut
(10/15/2025)

Delaware
(9/29/2025)

Florida
(11/7/2025)

Illinois
(11/10/2025)

Kansas
(10/10/2025)

Louisiana
(9/30/2025)

Maine
(11/10/2025)

Maryland
(10/21/2025)

Minnesota
(10/28/2025)

Nebraska
(9/26/2025)

New Jersey
(11/10/2025)

New York
(9/12/2025)

North Carolina
(10/27/2025)

Ohio
(10/2/2025)

Oklahoma
(10/13/2025)

Oregon
(11/13/2025)

Pennsylvania
(9/16/2025)

South Dakota
(10/23/2025)

Tennessee
(10/22/2025)

Wisconsin
(9/30/2025)

Wyoming
(11/6/2025)

Exams

State Security Law Exam

Series 63

Date: 12/3/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/25/2017

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 8/24/2007

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/9/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 30

Date: 10/20/2017

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 4

Date: 9/7/2016

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/27/2016

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ARENS SECURITIES

CRD#: 318437 / SEC#: , 8-70934

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

224 Franklin Avenue , Suite B-2, Hewlett, NY 11557

Mailing Address

224 Franklin Avenue , Suite B-2 1, Hewlett, NY 11557

Phone number

(646) 929-3459

Established

Delaware since 02/04/2022

Firm type

Limited Liability Company

Fiscal year end

May

Firm Size

Small

# of Employees

FINRA licenses (29 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
QF GLOBAL (UK) HOLDINGS LTD	MEMBER
ALES, DAVID CHRISTOPHER	CEO	4348747
DOYLE, PETER EDWARD	CHIEF COMPLIANCE OFFICER	1498762
ROMERO, MONIQUE VICTORIA	FINOP	6712654

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peter E. Doyle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Edward Doyle's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAGEN FINANCIAL LLC

OTCEX, LLC

TULLETT PREBON FINANCIAL SERVICES LLC

G&L PARTNERS, INC.

BENJAMIN & JEROLD BROKERAGE I, LLC

CHAPDELAINE BROKERAGE LLC

MF GLOBAL INC.

R. F. LAFFERTY & CO., INC.

PRO-EX LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/3/2015

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 8/25/2017

Series 55

Date: 8/24/2007

Series 7

Date: 5/9/2007

Series 14

Date: 1/2/2023

Series 30

Date: 10/20/2017

Series 4

Date: 9/7/2016

Series 24

Date: 7/27/2016

FINRA

Current Firm

ARENS SECURITIES

Contact information

FINRA licenses (29 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ARENS SECURITIES

TRUST BUT VERIFY

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