AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
WP

William B. Portwood

JBS LIBERTY SECURITIES
Kannapolis, NC 28083
Some features on this profile are disabled
CRD#: 4853700
WP

Professional summary

William Boyce Portwood, who also goes by Bill Portwood, is a registered financial professional currently at JBS LIBERTY SECURITIES, INC. located in Kannapolis, North Carolina and HOLLISTER ASSOCIATES, LLC located in Mount Pleasant, South Carolina.

William is registered as a RR (Registered Representative) and started their career in finance in 2004. William has worked at 33 firms and has passed the Series 65, Series 66, Series 52TO, Series 99TO, Series 79TO, SIE, Series 14, Series 53, Series 28, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bill Portwood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CEO OF FINANCIAL INDUSTRY CONSULTING ASSOCIATES, LLC SINCE AUGUST 2007. CEO ROLE INVOLVES IN MANAGING AND PROVIDING SERVICES TO CLIENTS. SPENDING APPROX. 160+ HRS PER MONTH FOR WHICH PAID FEES FOR CONSULTING SERVICES TO FINANCIAL INSTITUTIONS FOR WHICH 100% OF ALL TRADING HOURS IS SPENT IN SUCH ROLE. THROUGH THIS ROLE, HE MAY BE REGISTERED WITH OTHER BROKER DEALER OR INVESTMENT ADVISORY FIRMS IN VARIOUS CAPACITIES (I.E. FINOP, CCO, CEO, ETC.) IN CONNECTION WITH SERVICES THROUGH THIS CONSULTING ENTITY.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Boyce Portwood's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 2, 2013 - Present

JBS LIBERTY SECURITIES, INC.

Office #1: 708 Mclain Road, Kannapolis, NC 28083
BD
CRD#: 36179
Kannapolis, NC
Current

April 8, 2015 - Present

HOLLISTER ASSOCIATES, LLC

BD
CRD#: 173366
MOUNT PLEASANT, SC
Current

January 30, 2017 - Present

FIRST DOMINION CAPITAL CORP.

Office #1: 8730 Stony Point Pkwy, Suite 205, Richmond, VA 23235
BD
CRD#: 16330
Richmond, VA
Current

November 8, 2018 - Present

VISION 4 FUND DISTRIBUTORS

Office #1: 9260 E. Raintree Drive Suite 100, Scottsdale, AZ 85260
BD
CRD#: 298105
Scottsdale, AZ
Current

February 26, 2019 - Present

FALCON SQUARE CAPITAL, LLC

Office #1: 3701 Lake Boone Trail Suite 100, Raleigh, NC 27607
BD
CRD#: 165225
Raleigh, NC
Current

December 24, 2020 - Present

SKYPOINT CAPITAL PARTNERS, LLC

Office #1: 1 Glenlake Parkway, Ne Suite 1045, Atlanta, GA 30328
BD
CRD#: 310410
ATLANTA, GA
Current

May 5, 2021 - Present

EQUITY SHIFT, INC.

Office #1: 434 Fayetteville Street Suite 1150, Raleigh, NC 27601
BD
CRD#: 309841
Raleigh, NC
Current

August 31, 2021 - Present

WHELAN ADVISORY CAPITAL MARKETS, LLC

Office #1: 8600 Twin Lake Drive, Boca Raton, FL 33496
BD
CRD#: 312814
Boca Raton, FL
Current

August 2, 2023 - Present

VEST SECURITIES, LLC

Office #1: 8350 Broad Street Suite 240, Mclean, VA 22101
BD
CRD#: 317379
Mclean, VA
Current

February 27, 2024 - Present

VESTRA ADVISORS, LLC

Office #1: One World Trade Center 85th Floor, New York, NY, 10007
BD
CRD#: 327907
NEW YORK, NY
Current

April 30, 2024 - Present

CAPITAL CONNECT, LLC

BD
CRD#: 329399
VERO BEACH, FL
Past

December 16, 2022 - March 13, 2025

HARVEST MONEY | INVEST YOUR FAITH

RIA
CRD#: 304360
CANTON, GA
Past

November 7, 2022 - March 27, 2025

LITTLEFIELD ASSET MANAGEMENT, INC.

RIA
CRD#: 109602
CANTON, GA
Past

April 10, 2018 - April 20, 2022

TJ BENDER & COMPANY, INC.

BD
CRD#: 290190
ATLANTA, GA
Past

March 5, 2018 - December 31, 2023

PHASE ONE FINANCIAL SERVICES, LLC

BD
CRD#: 290317
NEW YORK, NY
Past

January 27, 2018 - May 22, 2018

CROFT & BENDER, LP

BD
CRD#: 46680
ATLANTA, GA
Past

September 28, 2015 - March 6, 2025

ARCHSTONE CAPITAL, LLC

BD
CRD#: 174435
WASHINGTON, DC
Past

December 5, 2014 - October 29, 2015

MOSAIC CAPITAL, LLC

BD
CRD#: 171587
Atlanta, GA
Past

May 21, 2014 - April 28, 2015

SLATED SECURITIES, LLC

BD
CRD#: 168668
LOS ANGELES, CA
Past

May 8, 2014 - July 10, 2018

38 DEGREE ADVISORS, LLC

BD
CRD#: 168540
PORTOLA VALLEY, CA
Past

November 7, 2013 - June 30, 2014

IFS SECURITIES

BD
CRD#: 40375
ATLANTA, GA
Past

May 6, 2013 - April 30, 2014

JBS WEALTH MANAGEMENT, LLC

RIA
CRD#: 167294
KANNAPOLIS, NC
Past

May 27, 2011 - May 9, 2014

MORALES & CO. CAPITAL MARKETS, LLC

BD
CRD#: 148596
ATLANTA, GA
Past

December 20, 2010 - January 20, 2012

JACKSON SECURITIES LLC

BD
CRD#: 19897
ATLANTA, GA
Past

September 21, 2010 - December 31, 2010

SB ADVISORY, LLC

RIA
CRD#: 154680
ATLANTA, GA
Past

January 26, 2010 - November 5, 2015

FIRST INTEGRITY CAPITAL PARTNERS CORP.

BD
CRD#: 146049
WEST PALM BEACH, FL
Past

December 7, 2009 - May 31, 2012

SYNERGY INVESTMENT GROUP, LLC

BD
CRD#: 46035
CHARLOTTE, NC
Past

November 12, 2009 - September 20, 2010

IFS SECURITIES

RIA
CRD#: 40375
ATLANTA, GA
Past

September 22, 2009 - March 26, 2013

BLOEMERS & COMPANY, LLC

RIA
CRD#: 150595
WEST PALM BEACH, FL
Past

July 13, 2009 - December 31, 2010

IFS SECURITIES

BD
CRD#: 40375
ATLANTA, GA
Past

April 28, 2009 - September 14, 2009

AMERICAN SECURITIES GROUP, INC.

RIA
CRD#: 43730
ATLANTA, GA
Past

April 21, 2009 - September 14, 2009

AMERICAN SECURITIES GROUP, INC.

BD
CRD#: 43730
CHARLOTTE, NC
Past

November 4, 2004 - July 20, 2007

CIC ADVISERS, LLC

RIA
CRD#: 130735
RALEIGH, NC
Past

November 3, 2004 - July 20, 2007

CAPITAL INVESTMENT COUNSEL INC

RIA
CRD#: 104591
RALEIGH, NC
Past

November 2, 2004 - July 20, 2007

CAPITAL INVESTMENT GROUP, INC.

BD
CRD#: 14752
PEMBROKE, NC
Past

October 11, 2004 - July 20, 2007

CAPITAL INVESTMENT BROKERAGE, INC.

BD
CRD#: 40657
RALEIGH, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(9/27/2016)
RR
Illinois
(10/26/2023)
RR
Indiana
(10/4/2024)
RR
Massachusetts
(1/21/2025)
RR
North Carolina
(5/6/2013)
RR
Virginia
(8/17/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/4/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/18/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/13/2007
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 1/6/2007
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 11/23/2004
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/28/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CAPITAL CONNECT, LLC
CAPITAL CONNECT FL, LLC | CAPITAL CONNECT, LLC

CRD#: 329399 / SEC#: , 8-71196

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
191 Silver Moss Drive, Vero Beach, FL 32963
Mailing Address
191 Silver Moss Drive, Vero Beach, FL 32963
Phone number
(646) 265-2400
Established
Wyoming since 10/18/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
OLSEN, CHRISTOPHER NOLANCEO/CCO3269364
PORTWOOD, WILLIAM BOYCECFO/POO/PFO/FINOP4853700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL CONNECT, LLC

CRD#: 329399Kannapolis, NC 28083

TRUST BUT VERIFY

Monitor William Portwood

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

JW
Jessica WilliamsAdvisorCheck Check Mark
VANGUARD ADVISERS, INC.
IAR
RR
CHARLOTTE, NC
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.