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JL

Justin T. Lees

OPTIVER EXECUTION SERVICES LLC
Chicago, IL 60601
Some features on this profile are disabled
CRD#: 6077317
JL

Professional summary


Justin Terence Lees, who also goes by Justin Torence Lees, is a registered financial professional currently at OPTIVER EXECUTION SERVICES LLC located in Chicago, Illinois.

Justin is registered as a RR (Registered Representative) and started their career in finance in 2017. Justin has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 57 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Justin Torence Lees

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Justin Terence Lees's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 1, 2023 - Present

OPTIVER EXECUTION SERVICES LLC

Office #1: 130 E Randolph Street, Suite 1400, Chicago, IL 60601Office #2: 360 Park Avenue South Suite 1200, New York, NY 10010Office #3: 130 E Randolph Street Suite 800, Chicago, IL 60601
BD
CRD#: 316308
Chicago, IL
Past

November 3, 2017 - February 24, 2023

OPTIVER US LLC

BD
CRD#: 128030
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/19/2025)
RR
California
(5/1/2023)
RR
Connecticut
(5/1/2023)
RR
Florida
(5/1/2023)
RR
Illinois
(5/1/2023)
RR
Massachusetts
(7/28/2025)
RR
Montana
(3/19/2025)
RR
New Jersey
(3/19/2025)
RR
New York
(5/1/2023)
RR
Pennsylvania
(5/1/2023)
RR
Puerto Rico
(5/1/2023)
RR
Rhode Island
(6/28/2023)
RR
Texas
(5/1/2023)
RR
Virginia
(5/1/2023)
RR
Washington
(6/28/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 10/31/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/17/2022
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 57
Date: 11/3/2017
Securities Trader Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


OE
OPTIVER EXECUTION SERVICES LLC
OPTIVER EXECUTION SERVICES LLC

CRD#: 316308 / SEC#: , 8-70932

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
130 E Randolph Street Suite 800, Chicago, IL 60601
Mailing Address
130 E Randolph Street Suite 800, Chicago, IL 60601
Phone number
(312) 821-9500
Established
Illinois since 07/29/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
OPTIVER VENTURES PARTNERSHIP US LPPARENT COMPANY
COLEMAN, KEVIN PAULCHIEF COMPLIANCE OFFICER6254324
DEATON, MICHAEL WILLIAMCHIEF FINANCIAL OFFICER2964800
LEES, JUSTIN TERENCEHEAD OF SALES TRADING6077317
WADE, ASHLEY KFINOP6588506

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OPTIVER EXECUTION SERVICES LLC

CRD#: 316308Chicago, IL 60601

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