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CRD#: 315218
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for SEMINARIO SECURITIES Comes From
Understanding the Statistics for SEMINARIO SECURITIES and How They Compare to Other Firms Through Our Analysis
Average Account Value
Individuals
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HNWI
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Breakdown of Assets Under Management
Total Client Assets:
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Individuals
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HNWI
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MISC
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Employees
Total
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Registered
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Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
No Disclosures
FIRM INFORMATION
Main Address
95 Merrick Way Suite 516, Coral Gables, FL 33134
Mailing Address
95 Merrick Way Suite 516, Coral Gables, FL 33134
Firm Size
Small
Phone Number
(786) 292-0512
Established
Florida since 04/20/2021
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
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Advisor's working at SEMINARIO SECURITIES
RS
Rajiv Shah
IAR
RR
CRD#: 3162156
Location:
Woodland Hills, CA 91303
Company:
LAZARI CAPITAL MANAGEMENT, INC.
Disclosures:
Experience:
27 years
LN
Lorraine Navarro
RR
CRD#: 5436751
Location:
Coral Gables, FL 33134
Company:
SEMINARIO SECURITIES
Disclosures:
Experience:
11 years
MD
Marlo E Dieguez
RR
CRD#: 5644954
Location:
Coral Gables, FL 33134
Company:
SEMINARIO SECURITIES
Disclosures:
Experience:
16 years
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