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IR

Ireanna M. Rubio

SEMINARIO SECURITIES
Coral Gables, FL 33134
Some features on this profile are disabled
CRD#: 6507398
IR

Professional summary

Ireanna Melissa Rubio, who also goes by Ireanna Rubio, is a registered financial professional currently at SEMINARIO SECURITIES located in Coral Gables, Florida.

Ireanna is registered as a RR (Registered Representative) and started their career in finance in 2022. Ireanna has worked at 2 firms and has passed the Series 7TO, SIE, Series 99TO and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ireanna Rubio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ireanna Melissa Rubio's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 2, 2024 - Present

SEMINARIO SECURITIES

Office #1: 95 Merrick Way Suite 516, Coral Gables, FL 33134Office #2: 95 Merrick Way, Suite 516, Coral Gables, FL 33134Office #3: Calle Amador Merino Reyna 267 Of. 801, San Isidro, Lima
BD
CRD#: 315218
Coral Gables, FL
Past

September 19, 2022 - November 18, 2024

CREDICORP CAPITAL LLC

BD
CRD#: 136791
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(12/2/2024)

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 5/9/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/19/2022
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 3/29/2021
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/28/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SEMINARIO SECURITIES
SEMINARIO SECURITIES | SEMINARIO SECURITIES LLC

CRD#: 315218 / SEC#: , 8-70773

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
95 Merrick Way Suite 516, Coral Gables, FL 33134
Mailing Address
95 Merrick Way Suite 516, Coral Gables, FL 33134
Phone number
(786) 292-0512
Established
Florida since 04/20/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEMINARIO SECURITIES HOLDINGS, INC.MEMBER
DIEGUEZ, MARLO ECEO5644954
RUBIO, IREANNA MELISSACHIEF COMPLIANCE OFFICER/AMLCO6507398

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEMINARIO SECURITIES

CRD#: 315218Coral Gables, FL 33134

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