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Find, Compare and Monitor Financial Advisors at RMB SECURITIES (USA) INC.

CRD#: 314958
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

RMB SECURITIES (USA) INC. is located at 75 Rockefeller Plaza Suite 23a, New York, NY 10019 and was first established at New York, Delaware in 04/26/2021. After operating for 4 years, RMB SECURITIES (USA) INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of RMB SECURITIES (USA) INC.’s clients are individuals and 0% of their clients are high net worth individuals. RMB SECURITIES (USA) INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at RMB SECURITIES (USA) INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access RMB SECURITIES (USA) INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at RMB SECURITIES (USA) INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for RMB SECURITIES (USA) INC. Comes From

Understanding the Statistics for RMB SECURITIES (USA) INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
75 Rockefeller Plaza Suite 23a, New York, NY 10019
Mailing Address
75 Rockefeller Plaza Suite 23a, New York, NY 10019
Firm Size
Small
Phone Number
(917) 947-3111
Established
Delaware since 04/26/2021
Firm Type
Corporation
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
FIRSTRAND SECURITIES LIMITEDOWNER
CHIN, PHYLLIS NYUK FAHFINOP, PFO, POO6250921
GREGORY, JAMES ALEXANDERCHIEF EXECUTIVE OFFICER7116490
MEMBRENO, OSCAR ARMANDO JRCHIEF RISK OFFICER / SECRETARY / PRINCIPAL2261489
TURNER, EDEN KIERNANCCO6348203

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Advisor's working at RMB SECURITIES (USA) INC.

MC

Mark Edmund Chiaviello

PR
CRD#: 1514340
Location:
New York, NY 10019
Company:
RMB SECURITIES (USA) INC.
Disclosures:
Experience:
39 years
View Profile
MS

Marcy Mills Swank

Marcy Mills Swank
RR
CRD#: 1805577
Location:
New York, NY 10019
Company:
RMB SECURITIES (USA) INC.
Disclosures:
Experience:
37 years
View Profile
OM

Oscar Armando Membreno JR

Oscar A Membreno Jr, Oscar A Jr Membreno, Oscar Armando Membreno Zambrano
RR
CRD#: 2261489
Location:
New York, NY 10019
Company:
RMB SECURITIES (USA) INC.
Disclosures:
Experience:
23 years
View Profile
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