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OM

Oscar A. Membreno

RMB SECURITIES (USA)
New York, NY 10019
Some features on this profile are disabled
CRD#: 2261489
OM

Professional summary

Oscar Armando Membreno JR, who also goes by Oscar A Membreno Jr, Oscar A Jr Membreno, Oscar Armando Membreno Zambrano, is a registered financial professional currently at RMB SECURITIES (USA) INC. located in New York, New York.

Oscar is registered as a RR (Registered Representative) and started their career in finance in 2002. Oscar has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 55, Series 7, Series 24 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Oscar A Membreno Jr | Oscar A Jr Membreno | Oscar Armando Membreno Zambrano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Oscar Armando Membreno JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 17, 2024 - Present

RMB SECURITIES (USA) INC.

Office #1: 75 Rockefeller Plaza Suite 23a, New York, NY 10019
BD
CRD#: 314958
New York, NY
Past

May 8, 2024 - May 31, 2024

SANTANDER US CAPITAL MARKETS LLC

BD
CRD#: 150696
NEW YORK, NY
Past

February 23, 2012 - April 16, 2015

GFI SECURITIES LLC

BD
CRD#: 19982
NEW YORK, NY
Past

June 20, 2006 - February 21, 2012

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762
JERSEY CITY, NJ
Past

September 3, 2004 - June 20, 2006

STUART FRANKEL & CO., INCORPORATED

BD
CRD#: 14593
GREAT NECK, NY
Past

October 22, 2003 - September 2, 2004

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
BOLINGBROOK, IL
Past

July 22, 2003 - October 17, 2003

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

August 27, 2002 - June 13, 2003

A.B. WATLEY, INC.

BD
CRD#: 797
NEW YORK, NY
Past

July 22, 2002 - June 13, 2003

A.B. WATLEY DIRECT, INC.

BD
CRD#: 18663
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(10/16/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 10/16/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/7/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/16/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 10/19/2002
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 7/11/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/21/2024
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 9
Date: 5/6/2006
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

RS
RMB SECURITIES (USA) INC.
RMB SECURITIES (USA) INC.

CRD#: 314958 / SEC#: , 8-70765

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
75 Rockefeller Plaza Suite 23a, New York, NY 10019
Mailing Address
75 Rockefeller Plaza Suite 23a, New York, NY 10019
Phone number
(917) 947-3111
Established
Delaware since 04/26/2021
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FIRSTRAND SECURITIES LIMITEDOWNER
CHIN, PHYLLIS NYUK FAHFINOP, PFO, POO6250921
GREGORY, JAMES ALEXANDERCHIEF EXECUTIVE OFFICER7116490
MEMBRENO, OSCAR ARMANDO JRCHIEF RISK OFFICER / SECRETARY / PRINCIPAL2261489
TURNER, EDEN KIERNANCCO6348203

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RMB SECURITIES (USA) INC.

CRD#: 314958New York, NY 10019

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