Christopher E. Peter
Professional summary
Christopher Eric Peter, who also goes by Chris Eric Peter, is a registered financial professional currently at BLOOMBERG TRADEBOOK LLC located in New York, New York and BLOOMBERG TRADEBOOK CANADA COMPANY located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1993. Christopher has worked at 15 firms and has passed the Series 63, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Eric Peter's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 29, 2020 - Present
BLOOMBERG TRADEBOOK LLC
Office #1: 731 Lexington Ave, New York, NY 10022July 1, 2021 - Present
BLOOMBERG TRADEBOOK CANADA COMPANY
Office #1: 731 Lexington Ave, New York, NY 10022November 4, 2011 - March 8, 2013
LAVAFLOW, INC.
July 28, 2011 - March 8, 2013
CITIGROUP GLOBAL MARKETS INC.
August 25, 2009 - October 28, 2010
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
March 13, 2007 - August 21, 2009
CITIGROUP GLOBAL MARKETS INC.
June 29, 2005 - March 13, 2007
LAVA TRADING, INC.
January 3, 2005 - July 20, 2005
CITIGROUP GLOBAL MARKETS INC.
September 11, 2003 - March 4, 2005
OXFORD CAPITAL SECURITIES
March 3, 2003 - August 12, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
January 10, 2003 - March 3, 2003
RUMSON CAPITAL, LLC
July 26, 2001 - September 28, 2001
SWISS AMERICAN SECURITIES INC.
September 22, 1999 - December 31, 2000
WIT CAPITAL CORPORATION
November 5, 1998 - September 28, 1999
LAIDLAW GLOBAL SECURITIES, INC.
May 13, 1994 - October 30, 1998
DEUTSCHE IXE, LLC
January 12, 1994 - May 17, 1994
NEBRASKA HUDSON COMPANY, INC.
September 15, 1993 - November 18, 1993
GILFORD SECURITIES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2022)
(9/7/2021)
(11/29/2021)
(9/28/2021)
(7/12/2021)
(8/25/2021)
(2/11/2021)
(9/30/2021)
(7/9/2021)
(6/27/2022)
(2/25/2022)
(9/3/2021)
(7/21/2021)
(6/10/2022)
(9/22/2021)
(7/14/2021)
(7/6/2021)
(9/7/2021)
(9/7/2021)
(7/9/2021)
(8/31/2021)
(2/4/2021)
(7/6/2021)
(6/24/2022)
(9/15/2021)
(8/2/2021)
(10/20/2021)
(4/12/2022)
(10/26/2022)
(9/7/2021)
(5/28/2021)
(9/3/2021)
(5/4/2021)
(10/17/2022)
(9/7/2021)
(8/25/2021)
(9/13/2021)
(7/14/2021)
(7/21/2021)
(9/16/2021)
(7/19/2021)
(9/9/2021)
(9/13/2021)
(6/27/2022)
(2/21/2022)
(7/7/2021)
(9/3/2021)
(1/20/2022)
(9/7/2021)
(11/4/2021)
(9/9/2021)
(4/12/2022)
Exams
Series 55
Date: 1/16/2003
Limited Representative-Equity Trader ExamFINRA
Current Firm
BLOOMBERG TRADEBOOK CANADA COMPANY
CRD#: 313267 / SEC#: , 8-70683
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLOOMBERG CANADA LLC | SOLE SHAREHOLDER | |
| BENDER, GREGORY | DIRECTOR | 5601000 |
| BRIDGEFORD, SOH HYONG | CHIEF COMPLIANCE OFFICER | 7114514 |
| KAPLAN, PAUL WILLIAM | PRESIDENT, DIRECTOR | 4092439 |
| MILHAM, CHRISTOPHER MICHAEL | FINANCIAL AND OPERATIONS PRINCIPAL, PFO, POO | 3092157 |
| SANTORE, RICHARD RAYMOND III | DIRECTOR | 4978129 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
