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CRD#: 312531
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

TICKRS CLEARING is located at 100 Spectrum Center Drive, Suite 750, Irvine, CA 92618 and was first established at Los Angeles, Delaware in 12/22/2020. After operating for 5 years, TICKRS CLEARING has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TICKRS CLEARING’s clients are individuals and 0% of their clients are high net worth individuals. TICKRS CLEARING has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TICKRS CLEARING are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TICKRS CLEARING‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TICKRS CLEARING. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for TICKRS CLEARING Comes From

Understanding the Statistics for TICKRS CLEARING and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
100 Spectrum Center Drive, Suite 750, Irvine, CA 92618
Mailing Address
100 Spectrum Center Drive, Suite 750, Irvine, CA 92618
Firm Size
Small
Phone Number
(949) 393-1606
Established
Delaware since 12/22/2020
Firm Type
Limited Liability Company
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
TICKRS US HOLDINGS INCMEMBER
ARELLANO, FRANKPOO7508264
LAM, COLIN KISHUNCHIEF FINANCIAL OFFICER/PFO/FINOP4621438
MURPHY, KEVINCHIEF EXECUTIVE OFFICER1645347
NICHOLS, ANN HENRYCHIEF COMPLIANCE OFFICER5572737
VALENZUELA, ALFREDCHIEF OPERATION OFFICER
ZAK, STEPHEN PETERPOO2423424

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Advisor's working at TICKRS CLEARING

KM

Kevin Murphy

RR
CRD#: 1645347
Location:
Irvine, CA 92618
Company:
TICKRS CLEARING
Disclosures:
Experience:
32 years
View Profile
SZ

Stephen Peter Zak

RR
CRD#: 2423424
Location:
New York, NY 10022
Company:
XTELLUS CAPITAL PARTNERS, INC.
Disclosures:
Experience:
26 years
View Profile
SA

Shahram N Arani

Shahram N Arani, Shahram Naraghi Arani, Shawn N Arani
RR
CRD#: 4776049
Location:
Irvine, CA 92618
Company:
TICKRS CLEARING
Disclosures:
Experience:
7 years
View Profile
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