Colin K. Lam
Professional summary
Colin Kishun Lam is a registered financial professional currently at TICKRS CLEARING located in Irvine, California.
Colin is registered as a RR (Registered Representative) and started their career in finance in 2004. Colin has worked at 6 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Colin Kishun Lam's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2023 - Present
TICKRS CLEARING
Office #1: 100 Spectrum Center Drive, Suite 750, Irvine, CA 92618October 20, 2015 - September 9, 2022
ACORNS
November 15, 2014 - September 9, 2022
ACORNS SECURITIES, LLC
February 6, 2012 - November 28, 2014
GRIFFIN CAPITAL SECURITIES, LLC
May 11, 2010 - February 8, 2012
GRUBB & ELLIS CAPITAL CORPORATION
July 29, 2004 - October 7, 2011
GRUBB & ELLIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
TICKRS CLEARING
CRD#: 312531 / SEC#: , 8-70658
Contact information
FINRA licenses (16 States and Territories)
Direct owners and executive officers
Red Flags
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