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FIRM PROFILE
Overview
REGIMENT SECURITIES, LLC. is located at 420 N. Wabash Avenue, Chicago, IL 60611 and was first established at Chicago, Delaware in 09/21/2020. After operating for 5 years, REGIMENT SECURITIES, LLC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of REGIMENT SECURITIES, LLC.’s clients are individuals and 0% of their clients are high net worth individuals. REGIMENT SECURITIES, LLC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at REGIMENT SECURITIES, LLC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access REGIMENT SECURITIES, LLC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at REGIMENT SECURITIES, LLC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for REGIMENT SECURITIES, LLC. Comes From
Understanding the Statistics for REGIMENT SECURITIES, LLC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
420 N. Wabash Avenue, Chicago, IL 60611
420 N. Wabash Avenue 430, Chicago, IL 60611
Small
(773) 480-7561
Delaware since 09/21/2020
Limited Liability Company
June
FIRM DOCUMENTS
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Advisor's working at REGIMENT SECURITIES, LLC.
Sanford Fred Sloane
Paul Arthur Labossiere
Suzanne Victoria Sarka
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