Stephen T. Burnham
Professional summary
Stephen Tyler Burnham is a registered financial professional currently at REGIMENT SECURITIES, LLC. located in Chicago, Illinois.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2003. Stephen has worked at 3 firms and has passed the Series 63, Series 66, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Tyler Burnham's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2021 - Present
REGIMENT SECURITIES, LLC.
Office #1: 420 N. Wabash Avenue, Chicago, IL 60611February 24, 2015 - August 13, 2021
NUVAMA FINANCIAL SERVICES INC.
June 9, 2003 - October 31, 2014
MARCO POLO SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/17/2021)
(1/20/2022)
(8/25/2021)
(10/12/2021)
(3/14/2023)
(1/11/2022)
(7/21/2021)
(8/18/2021)
(8/16/2021)
(1/13/2022)
(8/18/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 10/3/2014
Limited Representative-Equity Trader ExamFINRA
Current Firm
REGIMENT SECURITIES, LLC.
CRD#: 311302 / SEC#: , 8-70607
Contact information
FINRA licenses (33 States and Territories)
Red Flags
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