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FIRM PROFILE
Overview
WAUBANK SECURITIES LLC is located at 626 Washington Place, Pittsburgh, PA 15219 and was first established at Philadelphia, Pennsylvania in 02/24/2020. After operating for 5 years, WAUBANK SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of WAUBANK SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. WAUBANK SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at WAUBANK SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access WAUBANK SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at WAUBANK SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for WAUBANK SECURITIES LLC Comes From
Understanding the Statistics for WAUBANK SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
626 Washington Place, Pittsburgh, PA 15219
626 Washington Place, Pittsburgh, PA 15219
Small
(412) 230-8280
Pennsylvania since 02/24/2020
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| F.N.B. CORPORATION | OWNER | ||
| ATTANASIO, ELIZABETH MARIE | FINOP | 5325007 | |
| DIEZ, DAVID MICHAEL | CAPITAL MARKETS BANKER | 3174442 | |
| DUTEY, JAMES LEE | BOARD OF DIRECTOR | ||
| EL NOKALI, AHMED | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND BOARD OF DIRECTOR | ||
| MITCHELL, DAVID BRYANT | CHIEF EXECUTIVE OFFICER | 3065614 | |
| WHITESEL, THOMAS M. | BOARD OF DIRECTOR | ||
| ZELCH, THEODORE LAINE | AML COMPLIANCE OFFICER | 7610581 |
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Advisor's working at WAUBANK SECURITIES LLC
Craig Alan Wolfanger
Matthew Stephen Schiavi
Elizabeth Marie Attanasio
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