Elizabeth M. Attanasio
Professional summary
Elizabeth Marie Attanasio, who also goes by Elizabeth Attanasio, Elizabeth Marie Rice, is a registered financial professional currently at TRIVE NEW YORK LLC located in New York, New York and WAUBANK SECURITIES LLC located in Pittsburgh, Pennsylvania.
Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 2009. Elizabeth has worked at 61 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elizabeth Marie Attanasio's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 22, 2017 - Present
TRIVE NEW YORK LLC
Office #1: 85 Broad Street Suite 17-105, New York, NY 10004-2434April 6, 2021 - Present
WAUBANK SECURITIES LLC
Office #1: 626 Washington Place, Pittsburgh, PA 15219February 7, 2022 - Present
VESTED SECURITIES
February 10, 2022 - Present
CROW HOLDINGS SECURITIES, L.L.C.
Office #1: 3819 Maple Avenue, Dallas, TX 75219July 20, 2023 - Present
HAVELI GLOBAL SECURITIES, LLC
Office #1: 405 Colorado St, Suite 1600, Austin, TX 78701April 2, 2024 - Present
PENDULUM SECURITIES, LLC
Office #1: 345 North Maple Drive Suite 160, Beverly Hills, CA 90210July 10, 2024 - Present
ITINERANT-GPS US, LLC
Office #1: 201 Shipyard Way, Suite F, Newport Beach, CA 92663August 12, 2024 - Present
UPHORIZON, LLC
Office #1: 10250 Constellation Blvd Suite 2300, Los Angeles, CA 90067August 21, 2024 - Present
GRAFINE CAPITAL PARTNERS LLC
Office #1: 654 Madison Avenue Suite 1201, New York, NY 10065September 4, 2024 - Present
GALICIA CAPITAL US, LLC
Office #1: 1395 Brickell Ave Suite 950, Miami, FL 33131November 6, 2024 - Present
TRADEMAS INC.
Office #1: Nyse 11 Wall Street, New York, NY 10005November 21, 2024 - Present
DSP SECURITIES, LLC
Office #1: 161 Washington Street Suite 580, Conshohocken, PA 19428November 22, 2024 - Present
CALAMAR FINANCIAL GROUP, LLC
Office #1: 40 John Glenn Drive, Amherst, NY 14228November 26, 2024 - Present
TRIPLE P SECURITIES, LLC
Office #1: 640 Fifth Avenue 10th Floor, New York, NY 10019April 9, 2025 - Present
GIGASTAR SECURITIES, LLC
Office #1: 159 N. Sangamon Street Suite 225, Chicago, IL 60607June 24, 2025 - Present
BRIDGEWAY SECURITIES
Office #1: 1 Chisholm Trail Rd Suite 450, Round Rock, TX 78681June 27, 2025 - Present
RETOKENS CAPITAL LLC
Office #1: 3103 N. Pines Road, Spokane Valley, WA 99216September 5, 2025 - Present
KROLL SECURITIES LLC
Office #1: One World Trade 285 Fulton Street 31st Floor, New York, NY, 10007November 14, 2024 - June 2, 2025
BUILDER ADVISOR GROUP, LLC
August 8, 2022 - September 17, 2025
TIFIN PRIVATE MARKETS LLC
August 2, 2022 - March 6, 2025
ENERGY SHARES, LLC.
May 12, 2022 - October 18, 2023
PARALEL DISTRIBUTORS
April 28, 2022 - June 24, 2024
TIFIN DISTRIBUTION PARTNERS
May 12, 2021 - June 6, 2022
ENERGY DOMAIN SECURITIES, LLC
April 20, 2021 - August 29, 2022
QWIKT GLOBAL SECURITIES LLC
November 30, 2020 - July 13, 2022
KROLL SECURITIES LLC
October 7, 2020 - February 8, 2021
MCDONNAUGH SECURITIES LLC
May 5, 2020 - May 1, 2023
PBMARES CAPITAL MARKETS, LLC
January 22, 2020 - June 15, 2020
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
December 10, 2019 - October 22, 2020
DE PAOLA TRADING, INC.
April 26, 2019 - August 18, 2022
DSP SECURITIES, LLC
July 6, 2018 - December 22, 2023
EFG-HERMES USA, INC.
May 9, 2018 - March 19, 2019
ASCENDANT ALTERNATIVE STRATEGIES, LLC
May 4, 2018 - April 6, 2022
COVENTRY SECURITIES, LLC
March 3, 2018 - December 9, 2020
CAVU SECURITIES LLC
February 13, 2018 - March 9, 2021
NEWOAK CAPITAL MARKETS LLC
January 17, 2018 - November 1, 2021
INTELLIGENT CROSS LLC
January 10, 2018 - October 15, 2018
INTEGRAL DERIVATIVES, LLC
January 8, 2018 - October 16, 2020
AIP CAPITAL MARKETS LLC
November 17, 2017 - December 3, 2018
CDX ADVISORS
November 8, 2017 - March 21, 2018
REDTAIL CAPITAL MARKETS, LLC
August 9, 2017 - June 3, 2020
EQUITEQ SECURITIES LLC
June 22, 2017 - March 22, 2018
STUYVESANT TRADING GROUP, L.L.C.
December 23, 2016 - May 27, 2022
CALAMAR FINANCIAL GROUP, LLC
July 18, 2016 - September 5, 2024
KEPLER CAPITAL MARKETS, INC.
March 31, 2016 - July 12, 2021
SQUARE GLOBAL MARKETS
April 21, 2015 - January 18, 2017
SEA STREET CAPITAL ADVISORS LLC
October 29, 2014 - July 14, 2021
ACHELOUS PARTNERS, LLC
October 7, 2014 - August 30, 2019
CRITO CAPITAL LLC
July 21, 2014 - May 4, 2021
FIRST LIBERTIES FINANCIAL
February 5, 2013 - September 4, 2013
LYSTER WATSON SECURITIES, INC.
January 2, 2013 - September 9, 2013
HEDGEMARK SECURITIES LLC
October 19, 2012 - September 3, 2013
TORCH PARTNERS CORPORATE FINANCE INC
May 9, 2012 - September 6, 2013
CSCA CAPITAL ADVISORS, LLC
April 24, 2012 - August 29, 2013
BHARGAVA CAPITAL
April 2, 2012 - September 13, 2013
RANGE GLOBAL LLC
March 29, 2012 - March 30, 2012
RANGE GLOBAL LLC
October 25, 2011 - September 3, 2013
NEWOAK CAPITAL MARKETS LLC
October 21, 2011 - March 19, 2013
SQUARE GLOBAL MARKETS
May 16, 2011 - September 4, 2013
GLOBEOP MARKETS LIMITED
May 9, 2011 - September 9, 2013
PALADIN MARKET ADVISORS, LLC
August 20, 2010 - August 26, 2013
SUMRIDGE PARTNERS, LLC
March 10, 2010 - March 15, 2013
LEDGEMONT SECURITIES LLC
March 10, 2010 - September 10, 2013
CENTENIUM ADVISORS, LLC
December 24, 2009 - April 30, 2010
LONGVIEW FINANCIAL GROUP, INC
December 17, 2009 - September 11, 2013
STARWOOD CAPITAL, L.L.C.
November 11, 2009 - December 22, 2009
ACF INTERNATIONAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/19/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
NYSE American LLC
NYSE Arca, Inc.
New York Stock Exchange
Current Firm
KROLL SECURITIES LLC
CRD#: 36927 / SEC#: , 8-47558
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KROLL, LLC | OWNER | |
| ATTANASIO, ELIZABETH MARIE | PRINCIPAL FINANCIAL OFFICER | 5325007 |
| ATTANASIO, ELIZABETH MARIE | FINOP | 5325007 |
| ATTANASIO, ELIZABETH MARIE | PRINCIPAL OPERATIONS OFFICER | 5325007 |
| BARTELL, ROBERT ANTHONY | VICE CHAIRMAN | 4998599 |
| BENN, JOSHUA KOGAN | MANAGING DIRECTOR | 3166674 |
| BLOWERS, DAVID CHARLES JR. | CEO | 5960307 |
| BURT, STEPHEN M | PRESIDENT | 2679117 |
| CAPITMAN, ANDREW WILLIAM | MANAGING DIRECTOR | 2321386 |
| JANCOVIC, GIZELLE MARIE | CHIEF COMPLIANCE OFFICER | 5654006 |
| LU, DAVID HAI GE | MANAGING DIRECTOR | 3069820 |
| MOON, STEVEN JAE-HO | MANAGING DIRECTOR | 4860246 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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