James K. Noble

NPA ASSET MANAGEMENT

Fair Lawn, NJ 07410

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CRD#: 1685505

Professional summary

James Kevin Noble, CFP®, CLU®, who also goes by Jim Noble, is a registered financial advisor currently at NPA ASSET MANAGEMENT, LLC located in Fair Lawn, New Jersey and NATIONWIDE PLANNING ASSOCIATES INC. located in Fair Lawn, New Jersey.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. James has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 22 and Series 24 exams.

Question & Answer

What are your service offerings?

Elder Care

Retirement Planning

Estate Planning

Comprehensive Financial Planni...

Education Planning

Investment Planning

Insurance Planning

Are you a "fiduciary"?

Yes

Aliases

Jim Noble

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DUALLY REGISTERED WITH NPA ASSET MANAGEMENT (RIA), 32-16 BROADWAY, 2ND FLOOR, FAIR LAWN, NJ 07410. INVESTMENT RELATED, START DATE 12/10/2010. 2) INDEPENDENT INSURANCE AGENT THROUGH VARIOUS AGENCIES. 3) PRESIDENT AND OWNER OF NOBLE PLANNING AND INVESTMENTS, LLC WHICH PROVIDES INDEPENDENT INSURANCE SERVICES FOR FIXED LIFE, ANNUITIES, LONG TERM CARE, HEALTH AND MEDIGAP PRODUCTS. INVESTMENT ADVISER REPRESENTATIVE OF NPA ASSET MANAGEMENT, LLC WHICH PROVIDES FINANCIAL PLANNING ADVISORY SERVICES. 4) ASSOCIATE ADVISOR, ASSISTING CLIENTS WITH IMPLEMENTATION OF THEIR ESTATE PLANNING, FLAT FEE RECEIVED FOR SERVICES ASSOCIATED WITH NEAR ESTATE PLANS CREATED, START DATE: 9/23/2019. 5) CONTINUING EDUCATION INSTRUCTOR FOR POHS INSTITUTE, TEACHING CFP ETHICS AND OTHER CONTINUING ED. COURSES, FLAT FEE FOR ASSOCIATED SERVICES, START DATE: 2/1/2020. 6) S.O.F.A SOCIETY OF FINANCIAL AWARENESS, AFFILIATION WITH NON-PROFIT EDUCATIONAL AWARENESS - FINANCIAL LITERACY FOR EMPLOYERS TO PROVIDE NON PRODUCT FINANCIAL EDUCATION AND CE CREDITS FOR HR PROFESSIONALS, NO COMPENSATION, START DATE 11/1/2021. 7) JIM NOBLE MUSIC BIZ/SONGS WITH JIM. MUSICIAN/ENTERTAINER, SERVICES TO SENIOR CARE HOMES. STATE DATE 9/10/2023. INCOME LESS THAN $1,000.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Kevin Noble's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

CLU^®

Chartered Life Underwriter

Experience

Current

January 9, 2018 - Present

NPA ASSET MANAGEMENT, LLC

Office #1: 32-16 Broadway 2nd Floor, Fair Lawn, NJ 07410

RIA

CRD#: 131534

Fair Lawn, NJ

Current

November 27, 2012 - Present

NATIONWIDE PLANNING ASSOCIATES INC.

Office #1: 32-16 Broadway Ave 2nd Floor, Fair Lawn, NJ, 07410

CRD#: 31029

Fair Lawn, NJ

Past

December 13, 2010 - December 31, 2017

NPA ASSET MANAGEMENT, LLC

RIA

CRD#: 131534

PARAMUS, NJ

Past

December 13, 2010 - July 23, 2014

ABRAMENKO & COMPANY, INC.

CRD#: 21406

WAYNE, NJ

Past

March 9, 2010 - December 31, 2010

GLOBAL INVESTMENT ADVISORS, LLC

RIA

CRD#: 121442

MIAMI BEACH, FL

Past

March 9, 2010 - December 31, 2010

ESSEX SECURITIES LLC

CRD#: 46605

MORRISTOWN, NJ

Past

April 6, 2009 - March 3, 2010

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

WEST MILFORD, NJ

Past

April 3, 2009 - March 3, 2010

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

WEST MILFORD, NJ

Past

May 29, 2006 - May 6, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

GLEN ROCK, NJ

Past

April 20, 2006 - May 6, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

GLEN ROCK, NJ

Past

July 27, 2004 - March 6, 2006

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

September 17, 2002 - December 31, 2003

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

September 15, 1998 - September 22, 2000

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

August 15, 1994 - December 31, 1997

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

April 25, 1994 - August 15, 1994

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

June 23, 1987 - April 5, 1988

SHURGARD REALTY ADVISORS, INC.

CRD#: 14034

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NPA ASSET MANAGEMENT, LLC

CRD#: 131534 / SEC#: 801-66006

RIA

Registered Investment Advisory firm - (2/23/2006 Approved)

New Jersey

Registered Investment Advisory firm - (8/12/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/27/2013)

Connecticut
(4/18/2016)

Delaware
(7/25/2018)

Florida
(2/27/2013)

Georgia
(12/28/2018)

Maryland
(1/29/2024)

New Jersey
(11/27/2012)

IAR

New Jersey
(1/9/2018)

New York
(11/27/2012)

North Carolina
(10/27/2014)

Pennsylvania
(11/17/2014)

Texas
(7/11/2023)

Virginia
(10/27/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/26/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/23/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/22/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/23/1994

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 6/22/1987

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/29/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NPA ASSET MANAGEMENT, LLC

CRD#: 131534 / SEC#: 801-66006

RIA

Registered Investment Advisory firm - (2/23/2006 Approved)

New Jersey

Registered Investment Advisory firm - (8/12/2011 Terminated)

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Contact information

Main Address

32-16 Broadway 2nd Floor, Fair Lawn, NJ 07410

Mailing Address

Phone number

(201) 476-0029

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NPA ASSET BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,855
AUM (Assets Under Management)	$ 1,009,851,764

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

James K. Noble

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Kevin Noble's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONWIDE PLANNING ASSOCIATES INC.

NPA ASSET MANAGEMENT, LLC

ABRAMENKO & COMPANY, INC.

GLOBAL INVESTMENT ADVISORS, LLC

ESSEX SECURITIES LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

CITICORP INVESTMENT SERVICES

CAPITAL BROKERAGE CORPORATION

TOWER SQUARE SECURITIES, INC.

ADVANTAGE CAPITAL CORPORATION

TOWER SQUARE SECURITIES, INC.

SHURGARD REALTY ADVISORS, INC.

Primary Firm SEC Registration

NPA ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/26/2006

Series 63

Date: 4/23/1994

SIE

Date: 10/1/2018

Series 7

Date: 10/22/2004

Series 6

Date: 4/23/1994

Series 22

Date: 6/22/1987

Series 24

Date: 10/29/2004

FINRA

Current Firm

NPA ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NPA ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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