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CRD#: 309093
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

EGWELE SECURITIES LLC is located at 155 North Wacker Drive Suite 4250, Chicago, IL 60606 and was first established at Chicago, Illinois in 11/20/2017. After operating for 8 years, EGWELE SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of EGWELE SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. EGWELE SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at EGWELE SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access EGWELE SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at EGWELE SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for EGWELE SECURITIES LLC Comes From

Understanding the Statistics for EGWELE SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
155 North Wacker Drive Suite 4250, Chicago, IL 60606
Mailing Address
155 North Wacker Drive Suite 4250, Chicago, IL 60606
Firm Size
Small
Phone Number
(312) 803-6936
Established
Illinois since 11/20/2017
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
EGWELE & COMPANY LLCPARENT COMPANY
EGWELE, BRIAN AFAMCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER5020888
KINZER, CAROL ANNFINOP4519471

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at EGWELE SECURITIES LLC

BE

Brian Afam Egwele

Brian Egwele
RR
CRD#: 5020888
Location:
Chicago, IL 60606
Company:
EGWELE SECURITIES LLC
Disclosures:
Experience:
20 years
View Profile
CK

Carol Ann Kinzer

RR
CRD#: 4519471
Location:
San Francisco, CA 94114-3775
Company:
VAQUERO CAPITAL LLC
Disclosures:
Experience:
23 years
View Profile
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