Lincoln J. Smith
Professional summary
Lincoln Joseph Smith JR is a registered financial professional currently at BOUSTEAD SECURITIES, LLC located in Irvine, California and SUTTER SECURITIES INCORPORATED located in Irvine, California.
Lincoln is registered as a RR (Registered Representative) and started their career in finance in 1997. Lincoln has worked at 7 firms and has passed the Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lincoln Joseph Smith JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2019 - Present
BOUSTEAD SECURITIES, LLC
Office #1: 6 Venture Suite 395, Irvine, CA 92618Office #2: 6 Venture Suite 395, Irvine, CA 92618March 27, 2020 - Present
SUTTER SECURITIES INCORPORATED
Office #1: 6 Venture Suite 395, Irvine, CA 92618June 28, 2017 - November 30, 2017
B. RILEY & CO., LLC
January 27, 2016 - May 9, 2019
MLV & CO. LLC
October 29, 2012 - March 15, 2013
FBR INVESTMENT SERVICES, INC.
August 23, 1999 - May 9, 2019
B. RILEY SECURITIES, INC.
August 8, 1997 - June 19, 1998
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2020)
(9/24/2024)
(10/28/2020)
(3/26/2025)
(3/23/2021)
(8/28/2024)
(2/7/2025)
(10/29/2020)
(8/20/2020)
(4/30/2021)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/14/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
SUTTER SECURITIES INCORPORATED
CRD#: 30770 / SEC#: , 8-45158
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUTTER SECURITIES GROUP INC (FORMERLY FINTECH GLOBAL MARKETS) | SHAREHOLDER | |
| BULL, ROBERT LEE IV | FINOP | 1521134 |
| CHOMATIL, NEHRU SUBRAMANIAN | CHIEF COMPLIANCE OFFICER | 2342004 |
| MALEY, ROBERT ANDREW | EXECUTIVE VICE PRESIDENT | 2442794 |
| MATTHEWS, GILBERT ELLIOTT | SR. MANAGING DIRECTOR, DIRECTOR, CHAIRMAN | |
| SMITH, LINCOLN JOSEPH JR | PRESIDENT, CEO | 2501422 |
Disclosures
| Regulatory Event | 1 |
| Bond | 1 |
Red Flags
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