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CRD#: 306512
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

BLUE OCEAN ATS is located at 515 N. Flagler Dr, Suite 350 515, West Palm Beach, FL 33401 and was first established at Florida, Delaware in 10/31/2019. After operating for 6 years, BLUE OCEAN ATS has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BLUE OCEAN ATS’s clients are individuals and 0% of their clients are high net worth individuals. BLUE OCEAN ATS has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BLUE OCEAN ATS are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BLUE OCEAN ATS‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BLUE OCEAN ATS. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for BLUE OCEAN ATS Comes From

Understanding the Statistics for BLUE OCEAN ATS and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
515 N. Flagler Dr, Suite 350 515, West Palm Beach, FL 33401
Mailing Address
515 N. Flagler Dr, Suite 350 515, West Palm Beach, FL 33401
Firm Size
Small
Phone Number
(917) 533-5595
Established
Delaware since 10/31/2019
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
BLUE OCEAN TECHNOLOGIES, LLCMANAGING MEMBER
BEATON, DANIEL STEWARTREGISTERED FINANCIAL PRINCIPAL4240769
BROWN, JASON MATTHEWHEAD OF SALES AND ATS OPERATIONS2334010
HYNDMAN, BRIAN KEITHPRESIDENT & CEO2281837
MEADE, CHRISTOPHER HILARYCHIEF COMPLIANCE OFFICER2629159
WISHIK, EDWARDCHIEF FINANCIAL OFFICER2264777

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Advisor's working at BLUE OCEAN ATS

JB

Jason Matthew Brown

RR
CRD#: 2334010
Location:
West Palm Beach, FL 33401
Company:
BLUE OCEAN ATS
Disclosures:
Experience:
32 years
View Profile
BH

Brian Keith Hyndman

Brian Hyndman
RR
CRD#: 2281837
Location:
West Palm Beach, FL 33401
Company:
BLUE OCEAN ATS
Disclosures:
Experience:
33 years
View Profile
TK

Toshiaki Thomas Kato

RR
CRD#: 2202132
Location:
West Palm Beach, FL 33401
Company:
BLUE OCEAN ATS
Disclosures:
Experience:
33 years
View Profile
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