Daniel S. Beaton
Professional summary
Daniel Stewart Beaton, who also goes by Daniel Stewart Beaton, Daniel Beaton, is a registered financial professional currently at LOCKEBRIDGE PARTNERS, INC located in Woburn, Massachusetts and CLEARVIEW TRADING ADVISORS, INC. located in Tenafly, New Jersey.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 105 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Stewart Beaton's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 26, 2007 - Present
LOCKEBRIDGE PARTNERS, INC
Office #1: 100 Tradecenter, Suite G-700, Woburn, MA 01801August 31, 2007 - Present
CLEARVIEW TRADING ADVISORS, INC.
Office #1: 10 Glenwood Road, Tenafly, NJ 07670May 16, 2008 - Present
AW SECURITIES
Office #1: 340 Palladio Pkwy Suite 501, Folsom, CA 95630January 25, 2010 - Present
DUNN RUSH & CO. LLC
Office #1: 75 Federal Street 21st Floor, Boston, MA, 02110July 13, 2010 - Present
SHEA & COMPANY
Office #1: 111 Huntington Avenue Suite 2900, Boston, MA 02199September 14, 2010 - Present
AVENDUS CAPITAL, INC.
Office #1: 445 Park Avenue 19th Floor, New York, NY 10022Office #2: 445 Park Avenue 19th Floor, New York, NY 10022September 28, 2010 - Present
TNCP, LLC
Office #1: 9 West Broad Street Suite 510, Stamford, CT 06902November 17, 2010 - Present
HENNEPIN PARTNERS LLC
Office #1: 650 3rd Ave S. Suite 1500, Minneapolis, MN 55402January 10, 2011 - Present
ALTERNATIVE ACCESS CAPITAL, LLC
Office #1: 1005 A Street Suite 213, San Rafael, CA 94901January 24, 2011 - Present
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
Office #1: 623 E Ft Union Blvd Suite 101, Salt Lake City, UT 84047May 20, 2011 - Present
BELMONT CAPITAL
Office #1: 535 Fifth Avenue 4th Floor, New York, NY 10017July 19, 2012 - Present
PRAIRIE CAPITAL MARKETS, LLC
Office #1: One Lincoln Centre 18w140 Butterfield Road Suite 800, Oakbrook Terrace, IL, 60181April 23, 2013 - Present
KELSON CAPITAL LLC
Office #1: 39 Broadway 16th Floor Suite 1640, New York, NY 10006July 29, 2014 - Present
WESTMORELAND CAPITAL CORPORATION
Office #1: 601 E. Exchange Avenue Suite 100, Fort Worth, TX 76164November 18, 2014 - Present
GPWA, LLC
Office #1: 2400 Barton Ave., Nashville, TN 37212February 2, 2015 - Present
PREFERRED CAPITAL SECURITIES, LLC
Office #1: 3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327Office #2: 3290 Northside Parkway Nw Suite 800, Atlanta, GA 30327May 19, 2015 - Present
ESSEX SECURITIES LLC
Office #1: 95 Christopher Columbus Dr Suite 16-11, Jersey City, NJ 07302June 1, 2015 - Present
MARWOOD GROUP
Office #1: 733 Third Avenue 11th Floor, New York, NY 10017October 1, 2015 - Present
CAMPFIRE CAPITAL
Office #1: 81 Campfire Rd, Chappaqua, NY 10514August 15, 2018 - Present
ROBERTS & RYAN, INC.
Office #1: 39 Broadway Ste 610, New York, NY 10006-3003September 28, 2018 - Present
TIGERBRIDGE CAPITAL
Office #1: 187 Wolf Road, Suite 300, Albany, NY 12205November 13, 2018 - Present
MOUNTAINSIDE SECURITIES LLC
Office #1: 450 Springfield Avenue Suite 201, Summit, NJ 07901Office #2: 450 Springfield Avenue, Suite 201, Summit, NJ 07901January 16, 2019 - Present
INVICTA CAPITAL LLC
Office #1: 527 Cedar Way Suite 101, Oakmont, PA 15139August 2, 2019 - Present
PEACHTREE PC INVESTORS, LLC
Office #1: 3500 Lenox Road Suite 625, Atlanta, GA 30326October 13, 2020 - Present
BLUE OCEAN ATS
Office #1: 515 N. Flagler Dr, Suite 350 515, West Palm Beach, FL 33401October 21, 2020 - Present
JVM SECURITIES, LLC
Office #1: 903 Commerce Drive, Suite 250, Oak Brook, IL 60523October 28, 2021 - Present
CORPORATE PARTNERS & CO. LLC
Office #1: 1270 Ave Of The Americas, Suite 300, New York, NY 10020October 10, 2023 - Present
CRITO CAPITAL LLC
Office #1: 8 Wright Street Suite 107, Westport, CT 06880January 11, 2024 - Present
WEALTHHOUSE ADVISORS INC
June 13, 2024 - Present
KEEL POINT CAPITAL, LLC
Office #1: 100 Church Street Suite 500, Huntsville, AL 35801July 16, 2024 - Present
GLOBACAP PRIVATE MARKETS INC.
Office #1: 12 E 49th St. 11th Floor, New York, NY 10017October 10, 2024 - Present
CASTLE PLACEMENT, LLC
Office #1: 1460 Broadway, New York, NY 10036October 20, 2024 - Present
CUATRO CAPITAL SECURITIES LLC
Office #1: 1959 Calle Loiza Suite 203, San Juan, PR 00911January 13, 2025 - Present
COINSHARES CAPITAL LLC
Office #1: 437 Madison Avenue 28th Floor, New York, NY 10022August 1, 2025 - Present
REPUBLIC CAPITAL GROUP
Office #1: 50 Rockefeller Plaza Suite 1250, New York, NY 10020August 13, 2025 - Present
Office #1: 623 E Fort Union Blvd., Suite 101, Salt Lake City, UT 84047
August 14, 2025 - Present
LAZEAR CAPITAL SECURITIES, LLC
Office #1: 401 N. Front Street Suite 250, Columbus, OH 43215August 14, 2025 - Present
HEXT CAPITAL PARTNERS LLC
Office #1: 5001 Spring Valley Road, Suite 850w, Dallas, TX 75244August 20, 2025 - Present
COGENT ASSOCIATES, LLC
Office #1: 73 Central Street, Woodstock, VT 05091May 14, 2024 - July 23, 2024
HAMERSHLAG SULZBERGER BORG CAPITAL MARKETS, INC.
August 8, 2023 - December 9, 2024
LUCRUM CAPITAL SECURITIES
June 28, 2023 - September 23, 2025
INVESTIFI SECURITIES LLC
March 8, 2023 - June 21, 2024
AIRLINK MARKETS, LLC
May 4, 2022 - November 20, 2023
JLA SECURITIES, LLC
October 25, 2020 - May 31, 2022
REDTAIL CAPITAL MARKETS, LLC
January 15, 2020 - October 16, 2023
ETFMG FINANCIAL LLC
September 23, 2019 - July 24, 2024
ASPIRATION FINANCIAL LLC
January 11, 2019 - March 4, 2019
SGMA CAPITAL MARKETS LIMITED
September 18, 2018 - October 2, 2020
MOGUL SECURITIES, LLC
July 17, 2018 - February 14, 2022
MILLINGTON SECURITIES, INC.
March 26, 2018 - August 25, 2023
MOBILITY SECURITIES, LLC
January 18, 2018 - June 29, 2020
KINGSWOOD CAPITAL PARTNERS, LLC
October 20, 2017 - November 1, 2017
REDROCK TRADING PARTNERS, LLC
October 5, 2017 - March 2, 2018
FFC CAPITAL ADVISORS, LLC
September 21, 2017 - October 23, 2024
SBC PARTNERS
August 18, 2017 - January 30, 2019
PWA SECURITIES, INC.
March 20, 2017 - October 23, 2017
MDS SECURITIES, LLC
November 16, 2016 - December 18, 2017
MARTEL CAPITAL, LLC
September 2, 2016 - August 24, 2018
ANTHEM SECURITIES, INC.
August 18, 2015 - August 15, 2016
MILLINGTON SECURITIES, INC.
June 1, 2015 - December 31, 2021
MARWOOD GROUP RESEARCH
May 22, 2015 - October 18, 2021
BHA SELECT NETWORK, LLC
November 6, 2014 - October 31, 2024
STRATCAP SECURITIES, LLC
August 7, 2014 - April 1, 2018
KERSHNER SECURITIES, LLC
November 26, 2013 - March 23, 2015
WHARTON MIDMARKET SECURITIES INC.
September 25, 2013 - January 30, 2017
ALLY SECURITIES LLC
August 29, 2013 - May 16, 2024
PRIVATE BROKERS, LLC
November 28, 2012 - February 2, 2015
ANTHEM SECURITIES, INC.
November 9, 2012 - November 3, 2015
MDS SECURITIES, LLC
October 5, 2011 - October 29, 2018
NORTHSTAR SECURITIES, LLC
August 2, 2011 - June 26, 2018
CROSS POINT CAPITAL LLC
April 12, 2011 - February 15, 2013
HAYDEN STONE & CO., LLC
March 22, 2011 - July 28, 2014
RAPTORNET
May 27, 2010 - May 8, 2017
GULF SOUTH SECURITIES, INC
January 12, 2010 - March 24, 2023
PARK SUTTON ADVISORS, LLC
December 16, 2009 - August 5, 2014
INDEPENDENCE REALTY SECURITIES, LLC.
July 2, 2009 - August 5, 2015
BLV SECURITIES
February 26, 2009 - December 31, 2018
W. H. MELL ASSOCIATES, INC.
February 11, 2009 - January 3, 2017
FULCRUM SECURITIES, LLC
January 2, 2009 - December 6, 2011
MACRO FINANCIAL, LLC
January 2, 2009 - July 19, 2019
SILVER LANE ADVISORS LLC
August 21, 2008 - February 12, 2015
MISMI, INC.
July 10, 2008 - March 4, 2009
THE RIDERWOOD GROUP INCORPORATED
April 22, 2008 - March 1, 2010
GATTEN SADOWSKI INC.
February 20, 2008 - March 23, 2016
REALTY CAPITAL SECURITIES, LLC
November 8, 2007 - March 7, 2011
CONSENSUS SECURITIES LLC
September 19, 2007 - September 19, 2007
MEDICAL CAPITAL ADVISORS, LLC
August 14, 2007 - July 5, 2012
HALES SECURITIES, LLC
July 20, 2007 - December 31, 2012
FOCUS CAPITAL GROUP, INC.
July 19, 2007 - October 4, 2011
CYPRESS ALTS
May 18, 2007 - April 21, 2008
FULCRUM SECURITIES, LLC
March 22, 2007 - February 17, 2009
THOMAS ANTHONY & ASSOCIATES , INC.
March 14, 2007 - January 14, 2008
URCHIN CAPITAL PARTNERS, LLC
March 9, 2007 - November 16, 2009
SHELBOURNE SECURITIES, LLC
December 18, 2006 - October 16, 2013
VERSANT PARTNERS USA, INC.
December 14, 2006 - May 11, 2007
CMG INSTITUTIONAL TRADING LLC
July 14, 2006 - March 9, 2007
GONOW SECURITIES, INC.
May 3, 2006 - October 6, 2010
RAINE SECURITIES LLC
April 5, 2006 - September 29, 2023
HIGHLANDER CAPITAL GROUP, INC.
February 16, 2006 - February 13, 2007
BRIGHTON SECURITIES CORP.
February 8, 2006 - August 18, 2006
SOLARIS SECURITIES, INC.
February 3, 2006 - December 19, 2014
ALTRUSHARE SECURITIES LLC
January 30, 2006 - May 23, 2008
XTON FINANCIAL LLC
November 29, 2005 - June 29, 2015
DALMORE GROUP LLC
September 22, 2005 - December 18, 2018
SGMA CAPITAL MARKETS LIMITED
August 15, 2005 - April 25, 2012
ROSWELL CAPITAL SECURITIES, LLC
March 1, 2005 - July 24, 2007
PARTNER CONNECTIONS, LLC
January 27, 2005 - March 5, 2007
MACRO FINANCIAL, LLC
January 4, 2005 - June 24, 2013
STONEBRIDGE ASSOCIATES, LLC
November 2, 2004 - May 1, 2007
CIMAS, LLC
August 13, 2004 - November 1, 2004
STONEBRIDGE ASSOCIATES, LLC
March 24, 2004 - October 15, 2010
ALTERNATIVE ACCESS CAPITAL, LLC
August 29, 2000 - June 20, 2008
ALPHA EQUITY RESEARCH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/7/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 10/30/2000
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
New York Stock Exchange
Current Firm
COGENT ASSOCIATES, LLC
CRD#: 330920 / SEC#: , 8-71253
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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Company Information
COGENT ASSOCIATES, LLC
CRD#: 330920Woburn, MA 01801TRUST BUT VERIFY
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