FIND A BANORTE SECURITIES INTERNATIONAL, LTD. FINANCIAL ADVISOR NEAR ME

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CRD#: 30648
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

BANORTE SECURITIES INTERNATIONAL, LTD. is located at 5075 Westheimer Suite 975w, Houston, TX 77056 and was first established at Dallas, Texas in 02/21/1992. After operating for 34 years, BANORTE SECURITIES INTERNATIONAL, LTD. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BANORTE SECURITIES INTERNATIONAL, LTD.’s clients are individuals and 0% of their clients are high net worth individuals. BANORTE SECURITIES INTERNATIONAL, LTD. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BANORTE SECURITIES INTERNATIONAL, LTD. are registered to handle securities or provide financial advice. The firm has 4 disclosures, 4 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BANORTE SECURITIES INTERNATIONAL, LTD.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BANORTE SECURITIES INTERNATIONAL, LTD.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for BANORTE SECURITIES INTERNATIONAL, LTD. Comes From

Understanding the Statistics for BANORTE SECURITIES INTERNATIONAL, LTD. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
4

FIRM INFORMATION

Main Address
5075 Westheimer Suite 975w, Houston, TX 77056
Mailing Address
5075 Westheimer Suite 975w, Houston, TX 77056
Firm Size
Small
Phone Number
(713) 980-4600
Established
Texas since 02/21/1992
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
BANORTE SECURITIES HOLDINGS INTERNATIONAL, INC.SOLE SHAREHOLDER
BARRAZA, JUAN CARLOSCHIEF INVESTMENT OFFICER2979487
FIGUEROA, JORGE ANTONIOCHIEF OPERATING OFFICER7757962
HERNANDEZ, JULIO RENECHIEF FINANCIAL OFFICER/FINOP7750518
HERNANDEZ, MARIA GENOVEVADIRECTOR OF GROWTH STRATEGY5697097
RODRIGUEZ, JOSE RAMONCHIEF EXECUTIVE OFFICER4392639
VALDIVIESO, JUAN FERNANDOCHIEF COMPLIANCE OFFICER2820438

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Advisor's working at BANORTE SECURITIES INTERNATIONAL, LTD.

JV

Juan Fernando Valdivieso

IAR
RR
CRD#: 2820438
Location:
Houston, TX 77056
Company:
BANORTE ASSET MANAGEMENT, INC.
Disclosures:
Experience:
29 years
SL

Salomon Lahana

Salomon Lahana
IAR
RR
CRD#: 4318862
Location:
Houston, TX 77056
Company:
BANORTE ASSET MANAGEMENT, INC.
Disclosures:
Experience:
25 years
JR

Jose Ramon Rodriguez

Jose Ramon Rodriguez Gonzalez, Jose Ramon Rodriguez, Jose Ramon Rodriguez
IAR
RR
CRD#: 4392639
Location:
Houston, TX 77056
Company:
BANORTE ASSET MANAGEMENT, INC.
Disclosures:
Experience:
25 years
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