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FIRM PROFILE
Overview
BANORTE SECURITIES INTERNATIONAL, LTD. is located at 5075 Westheimer Suite 975w, Houston, TX 77056 and was first established at Dallas, Texas in 02/21/1992. After operating for 34 years, BANORTE SECURITIES INTERNATIONAL, LTD. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BANORTE SECURITIES INTERNATIONAL, LTD.’s clients are individuals and 0% of their clients are high net worth individuals. BANORTE SECURITIES INTERNATIONAL, LTD. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BANORTE SECURITIES INTERNATIONAL, LTD. are registered to handle securities or provide financial advice. The firm has 4 disclosures, 4 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BANORTE SECURITIES INTERNATIONAL, LTD.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BANORTE SECURITIES INTERNATIONAL, LTD.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for BANORTE SECURITIES INTERNATIONAL, LTD. Comes From
Understanding the Statistics for BANORTE SECURITIES INTERNATIONAL, LTD. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
5075 Westheimer Suite 975w, Houston, TX 77056
5075 Westheimer Suite 975w, Houston, TX 77056
Small
(713) 980-4600
Texas since 02/21/1992
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| BANORTE SECURITIES HOLDINGS INTERNATIONAL, INC. | SOLE SHAREHOLDER | ||
| BARRAZA, JUAN CARLOS | CHIEF INVESTMENT OFFICER | 2979487 | |
| FIGUEROA, JORGE ANTONIO | CHIEF OPERATING OFFICER | 7757962 | |
| HERNANDEZ, JULIO RENE | CHIEF FINANCIAL OFFICER/FINOP | 7750518 | |
| HERNANDEZ, MARIA GENOVEVA | DIRECTOR OF GROWTH STRATEGY | 5697097 | |
| RODRIGUEZ, JOSE RAMON | CHIEF EXECUTIVE OFFICER | 4392639 | |
| VALDIVIESO, JUAN FERNANDO | CHIEF COMPLIANCE OFFICER | 2820438 |
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Advisor's working at BANORTE SECURITIES INTERNATIONAL, LTD.
Juan Fernando Valdivieso
Salomon Lahana
Jose Ramon Rodriguez
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