Juan F. Valdivieso

BANORTE ASSET MANAGEMENT

Houston, TX 77056

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CRD#: 2820438

Professional summary

Juan Fernando Valdivieso is a registered financial advisor currently at BANORTE ASSET MANAGEMENT, INC. located in Houston, Texas and BINVESTING located in Houston, Texas.

Juan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Juan has worked at 7 firms and has passed the Series 63, Series 82TO, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JV & Sons Investors, LLC / No business activity or revenue / Shell company est. April 2021 / Managing member of LLC /

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Fernando Valdivieso's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 12, 2024 - Present

BANORTE ASSET MANAGEMENT, INC.

Office #1: 5075 Westheimer Suite 975w, Houston, TX 77056

RIA

CRD#: 290555

Houston, TX

Current

May 20, 2025 - Present

BINVESTING

Office #1: 5075 Westheimer Rd. Suite 975w, Houston, TX 77056

RIA

CRD#: 335283

HOUSTON, TX

Current

April 20, 2023 - Present

BANORTE SECURITIES INTERNATIONAL, LTD.

Office #1: 5075 Westheimer, Suite 975w, Houston, TX 77056Office #2: 5075 Westheimer Suite 975w, Houston, TX 77056

CRD#: 30648

Houston, TX

Past

March 9, 2018 - April 17, 2023

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

HOUSTON, TX

Past

February 1, 2001 - March 16, 2017

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

HOUSTON, TX

Past

April 29, 1999 - January 11, 2001

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

July 7, 1998 - April 28, 1999

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Past

November 11, 1996 - June 1, 1998

BANK UNITED SECURITIES CORP.

CRD#: 30288

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BANORTE ASSET MANAGEMENT, INC.

BAM DIGITAL | BANORTE WEALTH MANAGEMENT | BANORTE WEALTH ADVISORS | BANORTE ASSET MANAGEMENT, INC.

CRD#: 290555 / SEC#: 801-114865

RIA

Registered Investment Advisory firm - (3/25/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(4/20/2023)

IAR

Texas
(3/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/13/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 4/20/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/8/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/10/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/23/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BANORTE ASSET MANAGEMENT, INC.

BAM DIGITAL | BANORTE WEALTH MANAGEMENT | BANORTE WEALTH ADVISORS | BANORTE ASSET MANAGEMENT, INC.

CRD#: 290555 / SEC#: 801-114865

RIA

Registered Investment Advisory firm - (3/25/2019 Approved)

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Contact information

Main Address

5075 Westheimer Suite 975w, Houston, TX 77056

Mailing Address

Phone number

(713) 980-4600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BANORTE ASSET MANAGEMENT, INC. - BAM DIGITAL WRAP FEE BROCHURE (APPENDIX 1) (3/28/2025)

BANORTE ASSET MANAGEMENT, INC. - FIRM BROCHURE (PART 2A) (3/28/2025)

BANORTE ASSET MANAGEMENT, INC. - BAM TRADITIONAL DISCRETIONARY AND NON-DISCRETIONARY ACCOUNTS WRAP FEE BROCHURE (APPENDIX 1) (3/28/2025)

Regulatory assets under management

Total Number of Accounts	691
AUM (Assets Under Management)	$ 336,853,862

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Juan F. Valdivieso

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Fernando Valdivieso's CRS (Customer Relationship Summary).

Certified licenses

Experience

BINVESTING

BANORTE SECURITIES INTERNATIONAL, LTD.

ALLSTATE FINANCIAL SERVICES, LLC

ALLSTATE FINANCIAL SERVICES, LLC

EDWARD JONES

INVESCO CAPITAL MARKETS, INC.

BANK UNITED SECURITIES CORP.

Primary Firm SEC Registration

BANORTE ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/13/1996

Series 82TO

Date: 4/20/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/8/1996

Series 53

Date: 3/10/2003

Series 24

Date: 6/23/2001

FINRA

Current Firm

BANORTE ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BANORTE ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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