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CRD#: 302015
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

BAILEY & CO. SECURITIES, LLC is located at 5511 Virginia Way Suite 200, Brentwood, TN 37027 and was first established at New Orleans, Tennessee in 04/12/2019. After operating for 6 years, BAILEY & CO. SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BAILEY & CO. SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. BAILEY & CO. SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BAILEY & CO. SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BAILEY & CO. SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BAILEY & CO. SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for BAILEY & CO. SECURITIES, LLC Comes From

Understanding the Statistics for BAILEY & CO. SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
5511 Virginia Way Suite 200, Brentwood, TN 37027
Mailing Address
5511 Virginia Way Suite 200, Brentwood, TN 37027
Firm Size
Small
Phone Number
(215) 694-5054
Established
Tennessee since 04/12/2019
Firm Type
Limited Liability Company
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
BAILEY & COMPANY PARENT, LLCPARENT COMPANY/100 OWNER
BAILEY, JEFFREY LAWRENCEMANAGING DIRECTOR/EXECUTIVE REPRESENTATIVE3171436
BAILEY, JOHN JAMES IIIMANAGING DIRECTOR/PRINCIPAL5708044
INGRAHAM, FRANK TODDCHIEF COMPLIANCE OFFICER2918519
SERRA, CARL ANTHONY IIIFINOP3179039

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Advisor's working at BAILEY & CO. SECURITIES, LLC

CB

Charles Russell Bryan

Russell Bryan
RR
CRD#: 1690279
Location:
Brentwood, TN 37027
Company:
BAILEY & CO. SECURITIES, LLC
Disclosures:
Experience:
30 years
View Profile
AH

Andrew Charles Hewlett

RR
CRD#: 5733341
Location:
Brentwood, TN 37027
Company:
BAILEY & CO. SECURITIES, LLC
Disclosures:
Experience:
16 years
View Profile
BM

Benjamin John Matz

RR
CRD#: 5273061
Location:
Los Angeles, CA 90024
Company:
BAILEY & CO. SECURITIES, LLC
Disclosures:
Experience:
15 years
View Profile
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