Carl A. Serra
Professional summary
Carl Anthony Serra III, who also goes by Carl Anthony Serra III, Carl Serra, Carl Anthony Serra, is a registered financial professional currently at BLOOM SECURITIES, LLC located in Aventura, Florida and P G BOOLE, LLC located in Sherborn, Massachusetts.
Carl is registered as a RR (Registered Representative) and started their career in finance in 2008. Carl has worked at 27 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carl Anthony Serra III's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2018 - Present
BLOOM SECURITIES, LLC
Office #1: 21500 Biscayne Blvd., Suite 403, Aventura, FL 33180Office #2: 1010 S Federal Hwy Suite 2804, Hallandale Beach, FL 33009January 11, 2019 - Present
P G BOOLE, LLC
Office #1: 18 North Main Street Suite 115, Sherborn, MA 01770January 11, 2019 - Present
SILVERWOOD PARTNERS
Office #1: Silverwood Farm Place 32 Pleasant Street, Sherborn, MA 01770January 11, 2019 - Present
DAVINCI CAPITAL MANAGEMENT, INC.
Office #1: 801 Cambridge Street, Cambridge, MA 02141August 1, 2019 - Present
BFC CAPITAL LLC
Office #1: 1266 Furnace Brook Parkway Suite 300, Quincy, MA 02169Office #2: 1266 Furnace Brook Parkway Suite 300, Quincy, MA 02169September 12, 2019 - Present
FLEXTRADE LLC
Office #1: 111 Great Neck Road, Great Neck, NY 11021Office #2: 111 Great Neck Road, Great Neck, NY 11021May 1, 2020 - Present
PGB SECURITIES LLC
Office #1: 500 Hills Drive, Bedminster, NJ 07921April 1, 2021 - Present
JOSEPH EDEN CAPITAL, LLC
Office #1: 7600 W. Roosevelt Rd., Forest Park, IL 60130August 19, 2021 - Present
INSURANCE ADVISORY PARTNERS LLC
Office #1: 1270 Avenue Of The Americas Suite 2502, New York, NY 10020December 2, 2022 - Present
ENCOMPASS MORE INVESTMENTS, LLC
Office #1: 390 Diablo Road Suite #100, Danville, CA 94526March 27, 2023 - Present
MANNING & NAPIER INVESTOR SERVICES, INC.
Office #1: 290 Woodcliff Drive, Fairport, NY 14450September 13, 2023 - Present
AGA SECURITIES, LLC
Office #1: 200 Winslow Way West Suite 380, Bainbridge Island, WA 98110March 5, 2024 - Present
FULL COURT CAPITAL SECURITIES LLC
Office #1: 30 Headley Place, Maplewood, NJ 07040June 17, 2024 - Present
BAILEY & CO. SECURITIES, LLC
Office #1: 5511 Virginia Way Suite 200, Brentwood, TN 37027October 1, 2024 - Present
BONDXN TECHNOLOGIES LLC
Office #1: 165 Passaic Ave, Suite 201, Fairfield, NJ 07004January 9, 2024 - June 2, 2025
3WIRE ADVISORY LLC
October 21, 2022 - April 17, 2023
PARTNERS FINANCE
January 5, 2021 - August 27, 2021
MONDEUM CAPITAL
August 28, 2020 - February 22, 2022
WIND RIVER CAPITAL LLC
June 3, 2020 - August 25, 2025
GREEN GIRAFFE SECURITIES, LLC
April 28, 2020 - May 4, 2021
TUDOR SECURITIES, LLC
February 5, 2020 - April 22, 2021
GDM ADVISORY LLC
February 20, 2019 - May 21, 2020
MCA SECURITIES LLC
January 11, 2019 - June 29, 2020
NORTH BRIDGE CAPITAL, LLC
January 11, 2019 - May 1, 2023
MORGAN CREEK CAPITAL DISTRIBUTORS, LLC
February 2, 2017 - March 27, 2017
INVESTACORP, INC.
July 29, 2008 - December 21, 2016
INVESTORS CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BONDXN TECHNOLOGIES LLC
CRD#: 329187 / SEC#: , 8-71194
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BONDXN INC | OWNER | |
| ARORA, ARJUN | CCO & AMLCO | |
| GAFNER, WILLIAM GRANT | CHIEF EXECUTIVE OFFICER | |
| SERRA, CARL ANTHONY III | FINOP | 3179039 |
| TANDON, NICOLAS NIKHIL | CHIEF PRODUCT OFFICER |
Red Flags
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Company Information
BONDXN TECHNOLOGIES LLC
CRD#: 329187Aventura, FL 33180TRUST BUT VERIFY
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