Christine A. Warner

MONTICELLO FINANCIAL ADVISORS

Livonia, NY

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CRD#: 4001584

Professional summary

Christine Anne Warner, who also goes by Christine Anne Schneider, is a registered financial advisor currently at MONTICELLO FINANCIAL ADVISORS located in Livonia, New York and MONTICELLO FINANCIAL GROUP, LLC located in Mt. Pleasant, Texas.

Christine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Christine has worked at 7 firms and has passed the Series 63, Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 53, Series 4, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christine Anne Schneider

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Clarity Compliance & Operations Services, LLC/compliance Process consulting, not investment related/ 80 Big Tree St. Livonia, NY / President & Chief Compliance Officer 1/2/2016 - currently inactive Monticello Financial Advisors, LLC - Chief Compliance Officer Registered Investment Advisor - Duties concurrent - no additional compensation

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Anne Warner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2023 - Present

MONTICELLO FINANCIAL ADVISORS

RIA

CRD#: 322890

Livonia, NY

Current

April 8, 2021 - Present

MONTICELLO FINANCIAL GROUP, LLC

Office #1: 107 East Eleventh Streeet, Mt. Pleasant, TX 75455

CRD#: 26266

FAIRPORT, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/11/2021)

Texas
(4/15/2021)

IAR

Texas
(3/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

FINRA

Current Firm

MONTICELLO FINANCIAL ADVISORS

MONTICELLO FINANCIAL ADVISORS | MONTICELLO FINANCIAL ADVISORS, LLC

CRD#: 322890 / SEC#:

Texas

Registered Investment Advisory firm - (3/1/2023 Approved)

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Contact information

Main Address

107 East Eleventh Street, Mount Pleasant, TX 75455

Mailing Address

Phone number

(903) 573-7979

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	255
AUM (Assets Under Management)	$ 2,848,880

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christine A. Warner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Anne Warner's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONTICELLO FINANCIAL GROUP, LLC

FORTUNE FINANCIAL SERVICES, INC.

ENSEMBLE FINANCIAL SERVICES, INC.

ENSEMBLE FINANCIAL SERVICES, INC.

EQUITABLE ADVISORS, LLC

MONY SECURITIES CORPORATION

MANNING & NAPIER INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/5/2017

Series 66

Date: 5/9/2005

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/2/2004

Series 6

Date: 10/28/1999

Series 14

Date: 1/2/2023

Series 53

Date: 2/26/2005

Series 4

Date: 11/11/2004

Series 24

Date: 4/19/2004

Series 26

Date: 6/13/2000

FINRA

Current Firm

MONTICELLO FINANCIAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MONTICELLO FINANCIAL ADVISORS

TRUST BUT VERIFY

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