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CRD#: 300679
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

THINK ALPHA SECURITIES, LLC is located at 116 Commons Way Building 1, Suite 116, Princeton, NJ 08540 and was first established at Woodbridge, Delaware in 02/06/2019. After operating for 6 years, THINK ALPHA SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of THINK ALPHA SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. THINK ALPHA SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at THINK ALPHA SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access THINK ALPHA SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at THINK ALPHA SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for THINK ALPHA SECURITIES, LLC Comes From

Understanding the Statistics for THINK ALPHA SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
116 Commons Way Building 1, Suite 116, Princeton, NJ 08540
Mailing Address
116 Commons Way Suite 116, Princeton, NJ 08540
Firm Size
Small
Phone Number
(856) 389-3331
Established
Delaware since 02/06/2019
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
THINK ALPHA HOLDINGS,LLCOWNER
WEDBUSH FINANCIAL SERVICES INC.MEMBER
BIRCH, LAWRENCE TERRYCHIEF EXECUTIVE OFFICER1692733
CHOE, EUGENE ANTHONYCHIEF COMPLIANCE OFFICER2155125
FELDMAN, RICHARD MARKFINOP2273453

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Advisor's working at THINK ALPHA SECURITIES, LLC

LB

Lawrence Terry Birch

RR
CRD#: 1692733
Location:
Princeton, NJ 08540
Company:
THINK ALPHA SECURITIES, LLC
Disclosures:
Experience:
33 years
View Profile
EC

Eugene Anthony Choe

RR
CRD#: 2155125
Location:
Princeton, NJ 08540
Company:
THINK ALPHA SECURITIES, LLC
Disclosures:
Experience:
28 years
View Profile
RF

Richard Mark Feldman

Rich Feldman
RR
CRD#: 2273453
Location:
Boston, MA 02110
Company:
EXEMPLAR CAPITAL, LLC
Disclosures:
Experience:
33 years
View Profile
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