EC
Eugene A. Choe
THINK ALPHA SECURITIES
Princeton, NJ 08540
Some features on this profile are disabled
CRD#: 2155125
EC
Professional summary
Eugene Anthony Choe is a registered financial professional currently at THINK ALPHA SECURITIES, LLC located in Princeton, New Jersey.
Eugene is registered as a RR (Registered Representative) and started their career in finance in 1998. Eugene has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 57, Series 3, Series 10, Series 9, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Eugene Anthony Choe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2019 - Present
THINK ALPHA SECURITIES, LLC
Office #1: 116 Commons Way Building 1, Suite 166, Princeton, NJ 08540BD
CRD#: 300679
Princeton, NJ
Past
February 18, 2004 - March 5, 2018
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
November 1, 2002 - February 6, 2004
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
BD
CRD#: 104249
ISELIN, NJ
Past
November 20, 1998 - May 23, 2002
MARKETXT, INC.
BD
CRD#: 43478
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/13/2019)
RR
Alaska(10/24/2019)
RR
Arizona(10/17/2019)
RR
Arkansas(11/18/2019)
RR
California(8/4/2022)
RR
Colorado(11/7/2019)
RR
Connecticut(1/6/2020)
RR
Delaware(7/15/2020)
RR
District of Columbia(10/17/2019)
RR
Florida(7/4/2021)
RR
Georgia(10/21/2019)
RR
Hawaii(10/24/2019)
RR
Idaho(10/28/2019)
RR
Illinois(6/21/2022)
RR
Indiana(10/21/2019)
RR
Iowa(2/12/2020)
RR
Kansas(12/12/2019)
RR
Kentucky(2/20/2020)
RR
Louisiana(11/27/2019)
RR
Maine(12/6/2019)
RR
Maryland(11/27/2019)
RR
Massachusetts(1/14/2020)
RR
Michigan(10/16/2019)
RR
Minnesota(11/27/2019)
RR
Mississippi(1/2/2020)
RR
Missouri(10/22/2019)
RR
Montana(8/5/2022)
RR
Nebraska(3/19/2020)
RR
Nevada(11/21/2019)
RR
New Hampshire(11/26/2019)
RR
New Jersey(10/16/2019)
RR
New Mexico(11/15/2019)
RR
New York(1/15/2020)
RR
North Carolina(1/7/2020)
RR
North Dakota(11/26/2019)
RR
Ohio(10/18/2019)
RR
Oklahoma(10/18/2019)
RR
Oregon(10/23/2019)
RR
Pennsylvania(10/22/2019)
RR
Puerto Rico(11/1/2019)
RR
Rhode Island(10/22/2019)
RR
South Carolina(12/3/2019)
RR
South Dakota(1/7/2020)
RR
Tennessee(10/18/2019)
RR
Texas(10/17/2019)
RR
Utah(10/17/2019)
RR
Vermont(11/26/2019)
RR
Virginia(10/17/2019)
RR
Washington(10/30/2019)
RR
West Virginia(11/8/2019)
RR
Wisconsin(10/17/2019)
RR
Wyoming(4/10/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
THINK ALPHA SECURITIES, LLC
THINK ALPHA FINANCIAL, LLC | TRADINGALPHA | THINK ALPHA SECURITIES, LLC
CRD#: 300679 / SEC#: , 8-70292
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
116 Commons Way Building 1, Suite 116, Princeton, NJ 08540
Mailing Address
116 Commons Way Suite 116, Princeton, NJ 08540
Phone number
(856) 389-3331
Established
Delaware since 02/06/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THINK ALPHA SECURITIES, LLC
CRD#: 300679Princeton, NJ 08540TRUST BUT VERIFY
Monitor Eugene Choe
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
