David T. Wong
Professional summary
David Tai Wai Wong, who also goes by David T Wong, is a registered financial professional currently at MIZUHO SECURITIES USA LLC located in New York, New York and MIZUHO SECURITIES CANADA INC. located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2012. David has worked at 6 firms and has passed the SIE, Series 99 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Tai Wai Wong's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2020 - Present
MIZUHO SECURITIES USA LLC
Office #1: 1271 Avenue Of The Americas, New York, NY 10020October 6, 2020 - Present
MIZUHO SECURITIES CANADA INC.
Office #1: 1271 Avenue Of The Americas Floors 2,3,4,18,19, New York, NY 10020October 30, 2024 - Present
CSP SECURITIES, LP
Office #1: 1271 Avenue Of The Americas, New York, NY 10020September 6, 2017 - January 10, 2020
MUFG AMERICAS CORPORATE ADVISORY, INC.
October 15, 2013 - January 10, 2020
MUFG SECURITIES AMERICAS INC.
May 24, 2012 - October 8, 2013
JEFFERIES LLC
State Registrations and Notice Filings
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Exams
FINRA
Nasdaq Stock Market
Current Firm
CSP SECURITIES, LP
CRD#: 136941 / SEC#: , 8-67051
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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