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CRD#: 299521
RIA

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

KEYROCK CAPITAL MANAGEMENT LIMITED is located at Suite 2401, Level 24, Five Pacific Place 28 Hennessy Road, Wan Chai, Hong Kong, null 00000. KEYROCK CAPITAL MANAGEMENT LIMITED has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of KEYROCK CAPITAL MANAGEMENT LIMITED’s clients are individuals and 0% of their clients are high net worth individuals. KEYROCK CAPITAL MANAGEMENT LIMITED has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at KEYROCK CAPITAL MANAGEMENT LIMITED are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access KEYROCK CAPITAL MANAGEMENT LIMITED‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at KEYROCK CAPITAL MANAGEMENT LIMITED. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for KEYROCK CAPITAL MANAGEMENT LIMITED Comes From

Understanding the Statistics for KEYROCK CAPITAL MANAGEMENT LIMITED and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
Suite 2401, Level 24, Five Pacific Place 28 Hennessy Road, Wan Chai, Hong Kong 00000
Phone Number
+85237528812
Conflict of interest - Other Business Activities
Commodity pool operator or commodity trading advisor (whether registered or exempt from registration)
Related websites
https://www.facebook.com/keyrockcap/
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Latest Form ADV

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ROSS, JENNIFER, MARIECHIEF OPERATING OFFICER / MANAGING DIRECTOR07/20186473195
SHIH, JONATHAN, HUNG-YEEDIRECTOR / MANAGING PARTNER12/20177039390
KEYROCK CAYMAN LIMITEDSHAREHOLDER OF KEYROCK CAPITAL MANAGEMENT02/2018

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Advisor's working at KEYROCK CAPITAL MANAGEMENT LIMITED

Daniel Erik Milks
AdvisorCheck Check Mark

Daniel Erik Milks

IAR
CRD#: 6435280
CFP®: Certified Financial Planner
Location:
Greenville, SC 29609
Company:
FIDUCIARY ORGANIZATION, LLC
Disclosures:
Experience:
10 years
View Profile
Roger Wesley Johnson
AdvisorCheck Check Mark

Roger Wesley Johnson

IAR
CRD#: 4545355
CFP®: Certified Financial Planner
Location:
Mt. Pleasant, SC 29464
Company:
ACT ADVISORS
Disclosures:
Experience:
23 years
View Profile
GM
AdvisorCheck Check Mark

George Michael Mcfadden

PR
CRD#: 3059712
Location:
Parma, OH 44129
Company:
INDEPENDENCE CAPITAL CO., INC.
Disclosures:
Experience:
26 years
View Profile
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