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CRD#: 297949
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

MOUNTAINSIDE SECURITIES LLC is located at 450 Springfield Avenue, Suite 201, Summit, NJ 07901 and was first established at Woodbridge, Delaware in 06/07/2018. After operating for 7 years, MOUNTAINSIDE SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MOUNTAINSIDE SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. MOUNTAINSIDE SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MOUNTAINSIDE SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MOUNTAINSIDE SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MOUNTAINSIDE SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for MOUNTAINSIDE SECURITIES LLC Comes From

Understanding the Statistics for MOUNTAINSIDE SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
450 Springfield Avenue, Suite 201, Summit, NJ 07901
Mailing Address
450 Springfield Avenue, Suite 201, Summit, NJ 07901
Firm Size
Small
Phone Number
(908) 277-2500
Established
Delaware since 06/07/2018
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
POSNER, RYAN KEITHMANAGING MEMBER1731934
BEATON, DANIEL STEWARTFINANCIAL AND OPERATIONS PRINCIPAL4240769
BROWN, ELIZABETH PARKECHIEF OPERATING OFFICER1850514
CORNELL, MICHAEL HENDERSONCHIEF COMPLIANCE OFFICER2740653

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Advisor's working at MOUNTAINSIDE SECURITIES LLC

RP

Ryan Keith Posner

Ryan K Pusner
RR
CRD#: 1731934
CFA: Chartered Financial Analyst
Location:
Summit, NJ 07901
Company:
MOUNTAINSIDE SECURITIES LLC
Disclosures:
Experience:
28 years
View Profile
EB

Elizabeth Parke Brown

Lisa Brown, Elizabeth Susan Parke
RR
CRD#: 1850514
Location:
Summit, NJ 07901
Company:
MOUNTAINSIDE SECURITIES LLC
Disclosures:
Experience:
27 years
View Profile
AF

Andrew Charles Fialko

Andy Fialko
RR
CRD#: 2261200
Location:
Summit, NJ 07901
Company:
MOUNTAINSIDE SECURITIES LLC
Disclosures:
Experience:
33 years
View Profile
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