Phillip M. Edwards
ON INVESTMENT MANAGEMENT CO
URBANA, OH 43078
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CRD#: 2069934
Professional summary
Phillip Matthew Edwards, CFP® is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Urbana, Ohio and THE O.N. EQUITY SALES COMPANY located in Urbana, Ohio.
Phillip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Phillip has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Tax Planning
Investment Planning
Retirement Planning
Business Succession Planning
Budgeting
Education Planning
Divorce Planning
Estate Planning
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CHAMPAIGN RESIDENTIAL SERVICES; NOT INVESTMENT RELATED; 1150 SCIOTO STREET URBANA OHIO 43078; SERVICE AGENCY FOR THE MRDD; Treasurer; START DATE: 06/01/2008; 2 HOURS PER MONTH(0 HOURS DURING TRADING HOURS) PAID BOARD MEMBER THAT OFFERS NON INVESTMENT ADVICE. 2.)PHILLIP EDAWARDS; NOT INVESTMENT RELATED; TAX PREPARATION; OWNER; START DATE: 01/01/2001; 5 HOURS PER MONTH(1 HOUR DURING TRADING HOURS) 3.)PHILLIP EDWARDS; NOT INVESTMENT RELATED; 208 Patrick Avenue URBANA OH 43078; SELLING INSURANCE; AGENT; START DATE: 09/01/1990; 80 HOURS PER MONTH( 80 HOURS DURING TRADING HOURS) SELLING LIFE, HEALTH AND FIXED ANNUITIES. 4). Tepa Investments LLC; Not investment related; 429 Lincoln Place, Urbana, OH 43078; Residential Real Estate; LLC Member and President; 04/23/2024-present; 1 Hour/Month (0 during securities trading hours); Re-activated Real Estate LLC for residential rentals and residential rehabilitation and sales. 5). Citrus Investment Properties LLC; One Monument Square, Urbana, OH 43078; Not investment related; Commercial real estate investing and rentals; owner; 05/01/2024-present; 5 Hours/month (0 during securities trading hours). Purchase of commercial real estae properties for renting and/or holding.
CRS (Client Relationship Summary) - RIA
Click below to view Phillip Matthew Edwards's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
February 27, 2006 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: One Monument St Suite 202, Urbana, OH 43078RIA
CRD#: 105662
URBANA, OH
Current
December 10, 1991 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 208 Patrick Ave, Urbana, OH 43078BD
CRD#: 2936
URBANA, OH
Past
October 22, 2008 - March 21, 2011
THEIN FINANCIAL GROUP
RIA
CRD#: 124255
URBANA, OH
Past
August 27, 1990 - September 5, 1991
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 27, 1990 - September 5, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/19/2004)
IAR
Arizona(1/27/2021)
IAR
California(8/27/2021)
RR
Florida(12/8/2000)
IAR
Florida(8/14/2024)
RR
Michigan(2/28/2005)
RR
Ohio(12/11/1991)
IAR
Ohio(2/27/2006)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662Urbana, OH 43078TRUST BUT VERIFY
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Contact information
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