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CRD#: 293416
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

WILLIAM HOOD & COMPANY is located at 1330 Avenue Of The Americas 6th Floor, New York, NY 10019 and was first established at New York, Delaware in 06/26/2017. After operating for 8 years, WILLIAM HOOD & COMPANY has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of WILLIAM HOOD & COMPANY’s clients are individuals and 0% of their clients are high net worth individuals. WILLIAM HOOD & COMPANY has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at WILLIAM HOOD & COMPANY are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access WILLIAM HOOD & COMPANY‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at WILLIAM HOOD & COMPANY. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for WILLIAM HOOD & COMPANY Comes From

Understanding the Statistics for WILLIAM HOOD & COMPANY and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1330 Avenue Of The Americas 6th Floor, New York, NY 10019
Mailing Address
1330 Avenue Of The Americas 6th Floor, New York, NY 10019
Firm Size
Small
Phone Number
(212) 365-5293
Established
Delaware since 06/26/2017
Firm Type
Limited Liability Company
Fiscal year end
September
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
WHC HOLDINGS COMPANY, LLCOWNER
HOOD, WILLIAM STEPHENPRESIDENT, CEO, CCO2650571
ROMERO, MONIQUE VICTORIAFINOP6712654
RYAN, JILLIAN DEEMANAGING DIRECTOR6915536

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at WILLIAM HOOD & COMPANY

RH

Roderick Hood

RR
CRD#: 5006170
Location:
New York, NY 10019
Company:
WILLIAM HOOD & COMPANY
Disclosures:
Experience:
20 years
View Profile
GH

Gregory Thomas Horn

RR
CRD#: 5025686
Location:
Lighthouse Point, FL 33064
Company:
WILLIAM HOOD & COMPANY
Disclosures:
Experience:
6 years
View Profile
JN

Jonathan Q Nguyen

RR
CRD#: 5186145
Location:
New York, NY 10019
Company:
WILLIAM HOOD & COMPANY
Disclosures:
Experience:
9 years
View Profile
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