William S. Hood
Professional summary
William Stephen Hood, who also goes by Will Hood, William S J Hood, William Stephen J Hood, is a registered financial professional currently at WILLIAM HOOD & COMPANY located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 2009. William has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Stephen Hood's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2018 - Present
WILLIAM HOOD & COMPANY
Office #1: 1330 Avenue Of The Americas 6th Floor, New York, NY 10019Office #2: 1330 Avenue Of The Americas 6th Floor, New York, NY 10019September 20, 2017 - September 4, 2018
AXIA CAPITAL MARKETS, LLC
April 1, 2010 - September 8, 2017
HOULIHAN LOKEY CAPITAL, INC.
July 1, 2009 - February 23, 2010
SAWAYA PARTNERS SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2018)
(4/13/2022)
(11/29/2018)
(11/14/2018)
(12/4/2018)
(8/21/2023)
(1/2/2019)
(9/17/2018)
(1/3/2019)
(3/25/2022)
(7/19/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
WILLIAM HOOD & COMPANY
CRD#: 293416 / SEC#: , 8-70124
Contact information
FINRA licenses (11 States and Territories)
Documents
Red Flags
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