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CRD#: 293368
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

AXIS CAPITAL USA, LLC is located at 405 Lexington Avenue Suite 714, New York, NY 10174 and was first established at New York, Delaware in 08/02/2017. After operating for 8 years, AXIS CAPITAL USA, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of AXIS CAPITAL USA, LLC’s clients are individuals and 0% of their clients are high net worth individuals. AXIS CAPITAL USA, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at AXIS CAPITAL USA, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access AXIS CAPITAL USA, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at AXIS CAPITAL USA, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for AXIS CAPITAL USA, LLC Comes From

Understanding the Statistics for AXIS CAPITAL USA, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
405 Lexington Avenue Suite 714, New York, NY 10174
Mailing Address
405 Lexington Avenue Suite 714, New York, NY 10174
Firm Size
Small
Phone Number
(636) 675-3746
Established
Delaware since 08/02/2017
Firm Type
Limited Liability Company
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
AXIS CAPITAL LIMITEDOWNER
BASKETT, ERIN ELAINEPRINCIPAL4538604
CHOKHANI, ALOK RAJKUMARCEO6916939
GRAY, JOHN CLARKEFINOP / CFO / PFO1367440
SMITH, LISA LCCO2691076

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Advisor's working at AXIS CAPITAL USA, LLC

JG

John Clarke Gray

Clarke Gray
RR
CRD#: 1367440
Location:
Ridgewood, NJ 07450
Company:
FOUR POINTS CAPITAL PARTNERS LLC
Disclosures:
Experience:
38 years
EB

Erin Elaine Baskett

Erin Baskett, Erin Elaine Dougherty, Erin Elaine Lohbeck
RR
CRD#: 4538604
Location:
New York, NY 10004
Company:
MARKET SECURITIES, LLC
Disclosures:
Experience:
15 years
LG

Luis Daniel Goberna

Luis Goberna
RR
CRD#: 7152621
Location:
Norwood, MA 02062
Company:
CONSENSUS SECURITIES LLC
Disclosures:
Experience:
6 years
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