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FIRM PROFILE
Overview
PTI SECURITIES & FUTURES L. P. is located at 411 S Wells Suite 900, Chicago, IL 60607 and was first established at Chicago, Illinois in 12/11/1991. After operating for 34 years, PTI SECURITIES & FUTURES L. P. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PTI SECURITIES & FUTURES L. P.’s clients are individuals and 0% of their clients are high net worth individuals. PTI SECURITIES & FUTURES L. P. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PTI SECURITIES & FUTURES L. P. are registered to handle securities or provide financial advice. The firm has 5 disclosures, 4 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PTI SECURITIES & FUTURES L. P.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PTI SECURITIES & FUTURES L. P.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PTI SECURITIES & FUTURES L. P. Comes From
Understanding the Statistics for PTI SECURITIES & FUTURES L. P. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
411 S Wells Suite 900, Chicago, IL 60607
411 S Wells Suite 900, Chicago, IL 60607
Small
(312) 663-3056
Illinois since 12/11/1991
Partnership
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| HAUGH INC,. | GENERAL PARTNER | ||
| NKH CORPORATION | LIMITED PARTNER | ||
| DYER, JOHN ROBERT | LIMITED PARTNER | ||
| SHAPIRO, MELVIN | LIMITED PARTNER | ||
| SPITALNY, ROBIN | LIMITED PARTNER | 1267339 | |
| HAUGH, DANIEL JOHN | CHIEF COMPLIANCE OFFICER, FINOP, EXECUTIVE REPRESENTATIVE, AMLCO, ROSFP | 2162854 | |
| HAUGH, THOMAS PATRICK | CEO - EXECUTIVE OFFICER | ||
| NAJARIAN, JON ARTHUR | LIMITED PARTNER |
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Advisor's working at PTI SECURITIES & FUTURES L. P.
Daniel John Haugh
Thomas Patrick Haugh
Lawrence James Parkhill
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