Daniel J. Haugh
Professional summary
Daniel John Haugh, who also goes by Daniel Haugh, is a registered financial advisor currently at WELLS STREET ADVISORS, LLC located in Chicago, Illinois and PTI SECURITIES & FUTURES L. P. located in Chicago, Illinois.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Daniel has worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 24, Series 4 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel John Haugh's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 27, 2014 - Present
WELLS STREET ADVISORS, LLC
Office #1: 411 S. Wells Street Suite 900, Chicago, IL 60607October 10, 1991 - Present
PTI SECURITIES & FUTURES L. P.
Office #1: 411 S Wells Suite 900, Chicago, IL 60607April 12, 2002 - December 31, 2014
PTI SECURITIES & FUTURES L. P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/21/1997)
(4/4/2003)
(1/21/1997)
(1/21/1997)
(1/21/1997)
(1/15/1993)
(9/10/2010)
(1/21/1997)
(3/16/1992)
(11/27/2014)
(9/22/1992)
(3/1/1993)
(3/7/1995)
(1/22/1997)
(1/22/1997)
(8/11/2003)
(1/22/1993)
(1/15/1993)
(7/10/1996)
(8/18/1994)
(10/20/1993)
(1/21/1997)
(1/13/1994)
(1/22/1997)
(1/21/1997)
(7/11/1994)
(7/12/1994)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WELLS STREET ADVISORS, LLC
CRD#: 166700 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 475,000 |
Red Flags
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