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FIRM PROFILE
Overview
AVANT-GARDE TRADING SECURITIES is located at 30 S. Wacker Dr Suite 2840, Chicago, IL 60606 and was first established at Chicago, Illinois in 11/23/2016. After operating for 9 years, AVANT-GARDE TRADING SECURITIES has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of AVANT-GARDE TRADING SECURITIES’s clients are individuals and 0% of their clients are high net worth individuals. AVANT-GARDE TRADING SECURITIES has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at AVANT-GARDE TRADING SECURITIES are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access AVANT-GARDE TRADING SECURITIES‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at AVANT-GARDE TRADING SECURITIES. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for AVANT-GARDE TRADING SECURITIES Comes From
Understanding the Statistics for AVANT-GARDE TRADING SECURITIES and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
30 S. Wacker Dr Suite 2840, Chicago, IL 60606
30 S. Wacker Dr Suite 2840, Chicago, IL 60606
Small
(312) 858-5748
Illinois since 11/23/2016
Limited Liability Company
June
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
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Advisor's working at AVANT-GARDE TRADING SECURITIES
David John Gompert
James Milo Swartwout
Jennifer Lynn Mitchell
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