David J. Gompert
Professional summary
David John Gompert, who also goes by David Gompert, is a registered financial professional currently at AVANT-GARDE TRADING SECURITIES located in Chicago, Illinois.
David is registered as a RR (Registered Representative) and started their career in finance in 1989. David has worked at 9 firms and has passed the Series 66, Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 3, Series 7, Series 30, Series 10, Series 9, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David John Gompert's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2018 - Present
AVANT-GARDE TRADING SECURITIES
Office #1: 230 W Monroe Ste 845, Chicago, IL 60606Office #2: 30 S. Wacker Dr Suite 2840, Chicago, IL 60606April 7, 2015 - May 10, 2024
TRADINGBLOCK
April 17, 2008 - February 2, 2015
E*TRADE FUTURES LLC
October 20, 2004 - March 31, 2008
E*TRADE SECURITIES LLC
February 9, 2004 - October 18, 2004
ALIGHT FINANCIAL SOLUTIONS, LLC
April 1, 2003 - October 18, 2004
ALIGHT FINANCIAL SOLUTIONS, LLC
January 9, 2002 - December 6, 2002
SCOTTRADE, INC.
March 27, 1996 - August 15, 2001
TD AMERITRADE, INC.
March 25, 1992 - September 7, 1994
THE CHICAGO CORPORATION
June 20, 1989 - July 27, 1990
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 9/6/2005
Limited Representative-Equity Trader ExamSeries 8
Date: 5/13/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
AVANT-GARDE TRADING SECURITIES
CRD#: 292119 / SEC#: , 8-70068
Contact information
FINRA licenses (50 States and Territories)
Red Flags
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