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CRD#: 288937

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

NIV ASSET MANAGEMENT LLC is located at 1345 Sixth Avenue 2nd Floor, New York, NY 10105. NIV ASSET MANAGEMENT LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of NIV ASSET MANAGEMENT LLC’s clients are individuals and 0% of their clients are high net worth individuals. NIV ASSET MANAGEMENT LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at NIV ASSET MANAGEMENT LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access NIV ASSET MANAGEMENT LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at NIV ASSET MANAGEMENT LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for NIV ASSET MANAGEMENT LLC Comes From

Understanding the Statistics for NIV ASSET MANAGEMENT LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1345 Sixth Avenue 2nd Floor, New York, NY 10105
Phone Number
(646) 248-5330
Conflict of interest - Other Business Activities
Commodity pool operator or commodity trading advisor (whether registered or exempt from registration)
Related websites
https://www.linkedin.com/company/niv-asset-management-llc/about/
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Latest Form ADV

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
HO, GEORGE, SHIH-HUNGMANAGING MEMBER06/20176000508
WEBB, DEREK, JOHNCOO/CFO/CCO06/20172658297

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at NIV ASSET MANAGEMENT LLC

Yasuyuki Goto
AdvisorCheck Check Mark

Yasuyuki Goto

Yasu Goto
PR
CRD#: 7348851
Location:
Miami, FL 33131
Company:
TRANSPACIFIC GROUP LLC
Disclosures:
Experience:
4 years
View Profile
Theodore Charles Jackson
AdvisorCheck Check Mark

Theodore Charles Jackson

Ted Jackson
IAR
RR
CRD#: 1414259
CFP®: Certified Financial Planner
Location:
Tuscaloosa, AL 35406
Company:
AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures:
Experience:
40 years
View Profile
BK
AdvisorCheck Check Mark

Brandon M Krantz

Brandon Michael Krantz, Brandon M Krantz
IAR
RR
CRD#: 6848261
Location:
Scottsdale, AZ 85255
Company:
OSAIC WEALTH, INC.
Disclosures:
Experience:
8 years
View Profile
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