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FIRM PROFILE
Overview
KEYSTONE CAPITAL MARKETS is located at 20 Pacifica Suite 450, Irvine, CA 92618 and was first established at Los Angeles, California in 04/20/2017. After operating for 8 years, KEYSTONE CAPITAL MARKETS has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of KEYSTONE CAPITAL MARKETS’s clients are individuals and 0% of their clients are high net worth individuals. KEYSTONE CAPITAL MARKETS has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at KEYSTONE CAPITAL MARKETS are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access KEYSTONE CAPITAL MARKETS‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at KEYSTONE CAPITAL MARKETS. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for KEYSTONE CAPITAL MARKETS Comes From
Understanding the Statistics for KEYSTONE CAPITAL MARKETS and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
20 Pacifica Suite 450, Irvine, CA 92618
20 Pacifica Suite 450, Irvine, CA 92618
Small
(949) 397-2700
California since 04/20/2017
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| BLACK DOG ADVISORS LLC | OWNER | ||
| CAPE ADVISORY GROUP LLC | OWNER | ||
| CHIMNEY ROCK ADVISORS LLC | OWNER | ||
| CRIMSON CAPITAL LLC | OWNER | ||
| DJL CAPITAL, LLC | OWNER | ||
| KRAUTHAMER FAMILY TRUST | OWNER | ||
| KRAUTHAMER, RANDY GREGG | TRUSTEE OF KRAUTHAMER FAMILY TRUST | ||
| SELBY CAPITAL ADVISORS LLC | OWNER | ||
| STAFFORD PARTNERS, LLC | OWNER | ||
| TRIANGLE CAPITAL LLC | OWNER | ||
| KRAUTHAMER, RANDY GREGG | MANAGING PARTNER | 2203908 | |
| LUVISA, DAVID JAMES | CCO, MANAGING DIRECTOR | 1643896 | |
| SIPOSS, ALLAN ANTHONY | MANAGING PARTNER | 4298385 | |
| SMITH, EDWARD MERRILL | FINOP | 3143679 |
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Advisor's working at KEYSTONE CAPITAL MARKETS
David James Luvisa
Randy Gregg Krauthamer
Bradley Scott Schreiber
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