Edward M. Smith
Professional summary
Edward Merrill Smith, who also goes by Ed Smith, Edward Merrill Smith Jr, is a registered financial professional currently at GP BULLHOUND INC. located in San Francisco, California and US ARMA PARTNERS LP located in New York, New York.
Edward is registered as a RR (Registered Representative) and started their career in finance in 1999. Edward has worked at 14 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24, Series 27 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward Merrill Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 19, 2010 - Present
GP BULLHOUND INC.
Office #1: One Sansome Street Suite 3630, San Francisco, CA 94104October 19, 2011 - Present
US ARMA PARTNERS LP
Office #1: 136 Madison Avenue 5th And 6th Floors, New York, NY 10016March 16, 2015 - Present
LA HONDA ADVISORS LLC
Office #1: 770 Menlo Avenue, Suite 230, Menlo Park, CA 94025May 31, 2018 - Present
US CAPITAL GLOBAL SECURITIES, LLC
Office #1: 1 Ferry Building Suite 201, San Francisco, CA 94111April 27, 2023 - Present
KEYSTONE CAPITAL MARKETS
Office #1: 20 Pacifica Suite 450, Irvine, CA 92618March 22, 2023 - November 9, 2023
XTON FINANCIAL LLC
April 24, 2014 - November 20, 2015
FLYING CLOUD SECURITIES LLC
December 2, 2013 - February 26, 2018
FRANK CRYSTAL CAPITAL, INC.
May 2, 2013 - June 16, 2016
CIRCLEUP
July 3, 2012 - November 1, 2022
XTON FINANCIAL LLC
July 20, 2010 - October 14, 2014
BURRILL SECURITIES
July 19, 2010 - August 13, 2010
VIANT CAPITAL LLC
July 16, 2010 - February 5, 2013
SHORELINE PACIFIC, LLC
May 1, 2001 - April 6, 2016
LIBERTY GROUP, LLC
January 20, 1999 - August 7, 2001
KW SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/19/2010)
(8/16/2024)
(5/31/2018)
(5/31/2018)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
KEYSTONE CAPITAL MARKETS
CRD#: 288767 / SEC#: , 8-69959
Contact information
FINRA licenses (11 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACK DOG ADVISORS LLC | OWNER | |
| CAPE ADVISORY GROUP LLC | OWNER | |
| CHIMNEY ROCK ADVISORS LLC | OWNER | |
| CRIMSON CAPITAL LLC | OWNER | |
| DJL CAPITAL, LLC | OWNER | |
| KRAUTHAMER FAMILY TRUST | OWNER | |
| KRAUTHAMER, RANDY GREGG | TRUSTEE OF KRAUTHAMER FAMILY TRUST | |
| SELBY CAPITAL ADVISORS LLC | OWNER | |
| STAFFORD PARTNERS, LLC | OWNER | |
| TRIANGLE CAPITAL LLC | OWNER | |
| KRAUTHAMER, RANDY GREGG | MANAGING PARTNER | 2203908 |
| LUVISA, DAVID JAMES | CCO, MANAGING DIRECTOR | 1643896 |
| SIPOSS, ALLAN ANTHONY | MANAGING PARTNER | 4298385 |
| SMITH, EDWARD MERRILL | FINOP | 3143679 |
Red Flags
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