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FIRM PROFILE
Overview
ING FINANCIAL MARKETS LLC is located at 1133 Avenue Of The Americas, New York, NY 10036 and was first established at New York, Delaware in 11/06/1995. After operating for 30 years, ING FINANCIAL MARKETS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ING FINANCIAL MARKETS LLC’s clients are individuals and 0% of their clients are high net worth individuals. ING FINANCIAL MARKETS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ING FINANCIAL MARKETS LLC are registered to handle securities or provide financial advice. The firm has 10 disclosures, 10 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ING FINANCIAL MARKETS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ING FINANCIAL MARKETS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for ING FINANCIAL MARKETS LLC Comes From
Understanding the Statistics for ING FINANCIAL MARKETS LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1133 Avenue Of The Americas, New York, NY 10036
1133 Avenue Of The Americas, New York, NY 10036
Medium
(646) 424-6000
Delaware since 11/06/1995
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| ING FINANCIAL HOLDINGS CORPORATION | SOLE SHAREHOLDER | ||
| BENETREU, LINDA MARIANNE | DIRECTOR | 6448656 | |
| CICCHILLO, DARREN THOMAS | CHIEF OPERATING OFFICER | 2261428 | |
| MAESTAS, ADRIANA EMILIA | GENERAL COUNSEL | 7415275 | |
| MCCARTHY, JOHN | CHIEF COMPLIANCE OFFICER | 4117424 | |
| MEYER, KATHARYN ARABELA BOYLE | CHIEF EXECUTIVE OFFICER | 3063186 | |
| SCHAEFFER, ANDREW DAVID | DIRECTOR | 1817568 | |
| TORNIJ, MARK | DIRECTOR | 7337753 | |
| WOLVIUS, JOHANNES DERK | CHIEF FINANCIAL OFFICER | 7053218 |
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Advisor's working at ING FINANCIAL MARKETS LLC
Stephen John Breaton
Ellen Claire Laurie
Scott Joseph Benedict
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