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SC

Suprio N. Chaudhuri

ING FINANCIAL MARKETS
New York, NY 10036
CRD#: 4659711
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SC
Suprio Nmn ChaudhuriING FINANCIAL MARKETS

Professional summary

Suprio Nmn Chaudhuri, who also goes by Suprio Chaudhuri, is a registered financial professional currently at ING FINANCIAL MARKETS LLC located in New York, New York.

Suprio is registered as a RR (Registered Representative) and started their career in finance in 2004. Suprio has worked at 6 firms and has passed the Series 99TO, SIE, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Suprio Chaudhuri

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Suprio Nmn Chaudhuri's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 6, 2026 - Present

ING FINANCIAL MARKETS LLC

Office #1: 1133 Avenue Of The Americas, New York, NY 10036
BD
CRD#: 28872
New York, NY
Past

August 21, 2019 - January 26, 2026

NATIXIS SECURITIES AMERICAS LLC

BD
CRD#: 1101
NEW YORK, NY
Past

July 12, 2017 - August 12, 2019

ABN AMRO SECURITIES (USA) LLC

BD
CRD#: 151796
NEW YORK, NY
Past

August 20, 2012 - January 23, 2014

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

June 27, 2006 - April 2, 2012

NATWEST MARKETS SECURITIES INC.

BD
CRD#: 11707
STAMFORD, CT
Past

May 20, 2004 - June 14, 2006

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/20/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

IF
ING FINANCIAL MARKETS LLC
ING (U.S.) SECURITIES, FUTURES & OPTIONS INC. | QUANTUM SECURITIES, INC. | ING SECURITIES DERIVATIVES CLEARING | ING SECURITIES & OPTIONS | ING FINANCIAL MARKETS LLC | ING BARINGS CORP.

CRD#: 28872 / SEC#: , 8-43978

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1133 Avenue Of The Americas, New York, NY 10036
Mailing Address
1133 Avenue Of The Americas, New York, NY 10036
Phone number
(646) 424-6000
Established
Delaware since 11/06/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
ING FINANCIAL HOLDINGS CORPORATIONSOLE SHAREHOLDER
BENETREU, LINDA MARIANNEDIRECTOR6448656
CHAUDHURI, SUPRIO NMNCHIEF COMPLIANCE OFFICER4659711
CICCHILLO, DARREN THOMASCHIEF OPERATING OFFICER2261428
MEEHAN, TIMOTHY MICHAELGENERAL COUNSEL4238220
MEYER, KATHARYN ARABELA BOYLECHIEF EXECUTIVE OFFICER3063186
SCHAEFFER, ANDREW DAVIDDIRECTOR1817568
TORNIJ, MARKDIRECTOR7337753
WOLVIUS, JOHANNES DERKCHIEF FINANCIAL OFFICER7053218

Disclosures

Regulatory Event10

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Company Information

ING FINANCIAL MARKETS LLC

CRD#: 28872New York, NY 10036

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