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FIRM PROFILE
Overview
STONINGTON DRIVE SECURITIES LLC is located at 51 Jfk Parkway First Floor West, Short Hills, NJ 07078 and was first established at Woodbridge, Delaware in 01/23/2017. After operating for 9 years, STONINGTON DRIVE SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of STONINGTON DRIVE SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. STONINGTON DRIVE SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at STONINGTON DRIVE SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access STONINGTON DRIVE SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at STONINGTON DRIVE SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
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Total Client Assets:
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FIRM INFORMATION
51 Jfk Parkway First Floor West, Short Hills, NJ 07078
51 Jfk Parkway First Floor West, Short Hills, NJ 07078
Small
(646) 863-6431
Delaware since 01/23/2017
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at STONINGTON DRIVE SECURITIES LLC
Thomas John Hopkins
Dana Clarence Pawlicki
Daniel Rudgers
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