AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check

FIND A STONINGTON DRIVE SECURITIES LLC FINANCIAL ADVISOR NEAR ME

Find, Compare and Monitor Financial Advisors at STONINGTON DRIVE SECURITIES LLC

CRD#: 287876
BD

Looking for a Financial Advisor at STONINGTON DRIVE SECURITIES LLC?

We have compiled every financial advisor who works at STONINGTON DRIVE SECURITIES LLC in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.

If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.

FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

STONINGTON DRIVE SECURITIES LLC is located at 51 Jfk Parkway First Floor West, Short Hills, NJ 07078 and was first established at Woodbridge, Delaware in 01/23/2017. After operating for 9 years, STONINGTON DRIVE SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of STONINGTON DRIVE SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. STONINGTON DRIVE SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at STONINGTON DRIVE SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access STONINGTON DRIVE SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at STONINGTON DRIVE SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for STONINGTON DRIVE SECURITIES LLC Comes From

Understanding the Statistics for STONINGTON DRIVE SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
51 Jfk Parkway First Floor West, Short Hills, NJ 07078
Mailing Address
51 Jfk Parkway First Floor West, Short Hills, NJ 07078
Firm Size
Small
Phone Number
(646) 863-6431
Established
Delaware since 01/23/2017
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
STONINGTON CAPITAL ADVISORS, LLCMANAGING MEMBER
HOPKINS, THOMAS JOHNFINOP1835087
PAWLICKI, DANA CLARENCECHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER (1/2023)4918002

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at STONINGTON DRIVE SECURITIES LLC

TH

Thomas John Hopkins

RR
CRD#: 1835087
Location:
New York, NY 10022
Company:
BROCK SECURITIES LLC
Disclosures:
Experience:
17 years
View Profile
DP

Dana Clarence Pawlicki

Dana C Pawlicki Mr., Dana C Pawlicki
RR
CRD#: 4918002
Location:
Short Hills, NJ 07078
Company:
STONINGTON DRIVE SECURITIES LLC
Disclosures:
Experience:
20 years
View Profile
DR

Daniel Rudgers

Dan Rudgers, Daniel Frank Rudgers
RR
CRD#: 4107791
Location:
Short Hills, NJ 07078
Company:
STONINGTON DRIVE SECURITIES LLC
Disclosures:
Experience:
25 years
View Profile
Name or CRD#
Location
Firm name (optional)
Credentials
Advisor type
Disclosures
Experience (Years)

Compare statistics for financial advisors here.

Review financial advisor disclosures here.

footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics